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  • All HBS Web  (256)
    • News  (43)
    • Research  (188)
  • Faculty Publications  (53)

Show Results For

  • All HBS Web  (256)
    • News  (43)
    • Research  (188)
  • Faculty Publications  (53)
← Page 4 of 256 Results →
  • 09 Apr 2024
  • News

To Serve and Protect the Markets

Every day, in her role as the director of the Atlanta Regional Office of the Securities and Exchange Commission (SEC), Nekia Hackworth Jones (MBA 2004) stands in the breach between the $100 trillion in securities traded on U.S. equity markets and the bad actors who... View Details
Keywords: Margie Kelley
  • 01 Dec 1999
  • News

Christensen and Vernon Remembered

College of New York, where he received his BA cum laude in 1933. He earned a Ph.D. in economics in 1941 from Columbia University. He then spent 24 years at the Securities and View Details
  • 17 Aug 2022
  • News

To Serve and Protect the Markets

Every day, in her role as the director of the Atlanta Regional Office of the Securities and Exchange Commission (SEC), Nekia Hackworth Jones (MBA... View Details
Keywords: Margie Kelley
  • 01 Apr 2014
  • Working Paper Summaries

Opting Out of Good Governance

Keywords: by C. Fritz Foley, Paul Goldsmith-Pinkham, Jonathan Greenstein & Eric Zwick
  • 02 Oct 2017
  • What Do You Think?

Do Bitcoin and Digital Currency Have a Future?

statistical trading system; he handled administration and sales. Hedging was an important feature of the fund, since trading in commodities requires frequent short selling of commodities contracts. Registering the fund with the View Details
Keywords: by James L. Heskett; Financial Services

    John F. Batter

    John Batter is a retired Litigation Partner in the Boston Office of Wilmer Cutler Pickering Hale and Dorr LLP where his practice focussed on on the defense of public and private companies and their directors and management against breach of fiduciary duty claims and... View Details

    • November 2010
    • Case

    Lessons Learned? Brooksley Born & the OTC Derivatives Market (A)

    By: Clayton S. Rose and David Lane
    On May 7, 1998, the U.S. Commodity Futures Trading Commission, chaired by Brooksley Born, issued a "Concept Release" inviting public comment on the relevance and appropriateness of existing regulation of the over-the-counter (OTC) derivatives market, a market with a... View Details
    Keywords: Financial Crisis; Credit Derivatives and Swaps; Governing Rules, Regulations, and Reforms; Policy; Business and Government Relations; Financial Services Industry; Public Administration Industry; District of Columbia
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    Rose, Clayton S., and David Lane. "Lessons Learned? Brooksley Born & the OTC Derivatives Market (A)." Harvard Business School Case 311-044, November 2010.
    • 18 Oct 2004
    • Research & Ideas

    The Bias of Wall Street Analysts

    begun investigating the impact of accounting method choices in cross-border investments. Ann Cullen: After the scandals of the past few years, the potential for brokerage research deception is obviously something the View Details
    Keywords: by Ann Cullen; Financial Services
    • 30 Nov 2022
    • Research & Ideas

    Recruiters: Highlight Your Company’s Diversity, Not Just Perks and Pay

    disclosures with the US Securities and Exchange Commission (SEC). While many companies have been trying to build more inclusive workplaces, only... View Details
    Keywords: by Sean Silverthorne
    • Web

    Company Filings and Annual Reports | Baker Library

    Help Center Company Filings and Annual Reports Guide to Baker Library's collection of corporate reports, both current and historical. In the U.S., the Securities View Details
    • 26 Jun 2018
    • First Look

    New Research and Ideas, June 26, 2018

    Political Influence of Voters' Interests on SEC Enforcement By: Heese, Jonas Abstract—I examine whether political influence as a response to voters’ interest in employment levels is reflected in the enforcement actions of the View Details
    Keywords: Dina Gerdeman
    • 23 Apr 2024
    • In Practice

    Getting to Net Zero: The Climate Standards and Ecosystem the World Needs Now

    With each month clocking record-breaking temperatures across the planet, this Earth Day reflected the renewed urgency of regulators and businesses to find climate-change solutions. The US Securities and Exchange Commission recently adopted new rules that will mandate... View Details
    Keywords: by Rachel Layne
    • 03 Jul 2018
    • First Look

    New Research and Ideas, July 3, 2018

    working paper: https://www.hbs.edu/faculty/Pages/item.aspx?num=51347 Harvard Business School Case 118-061 The Whistleblower at International Game Technology Robert Mayhem, a senior manager at International Game Technology, had filed a whistleblower report with the U.S.... View Details
    Keywords: Dina Gerdeman
    • 29 May 2018
    • First Look

    New Research and Ideas, May 29, 2018

    February 2018 Journal of Accounting & Economics Bank CEO Materialism: Risk Controls, Culture and Tail Risk By: Bushman, Robert, Robert Davidson, Aiyesha Dey, and Abbie Smith Abstract—We View Details
    Keywords: Dina Gerdeman
    • 26 Feb 2019
    • First Look

    New Research and Ideas, February 26, 2019

    Soltes, Eugene F. Abstract— Regulators have long been aware that differential access to information can undermine the efficiency and fairness of financial markets. In an effort to place investors on equal footing, the View Details
    Keywords: Dina Gerdeman
    • 05 Mar 2019
    • First Look

    New Research and Ideas, March 5, 2019

    structures within a single supplier hastens improvement. Our focus on the internal structural dynamics of suppliers extends the existing decoupling literature and provides the first empirical investigation... View Details
    Keywords: Dina Gerdeman
    • 15 Aug 2024
    • Op-Ed

    Post-CrowdStrike, Six Questions to Test Your Company's Operational Resilience

    aligned and trained to handle crisis communication effectively and manage public relations under pressure. Process: Develop a well-defined communication plan that includes benchmarks View Details
    Keywords: by Hise Gibson and Anita Lynch
    • 02 Oct 2018
    • First Look

    New Research and Ideas, October 2, 2018

    farm refers to a complex of rights and duties secured by contract in which a sovereign transferred the temporary exploitation of a holding for rent in advance. It was one of four tenurial complexes under... View Details
    Keywords: Dina Gerdeman
    • February 2020 (Revised June 2020)
    • Case

    Shaping the Governance Debate at ISS

    By: Suraj Srinivasan, Jonah S. Goldberg and Calvin O. Liou
    ISS is the world’s largest provider of corporate governance research, data, analytics, and voting services. The case uses the effort of the Securities and Exchange Commission (SEC) to impose an array of new regulations that would severely restrict the functioning of... View Details
    Keywords: Proxy Advisory Services; Corporate Governance; Research; Investment; Governing Rules, Regulations, and Reforms; Business and Shareholder Relations; Institutional Investing
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    Srinivasan, Suraj, Jonah S. Goldberg, and Calvin O. Liou. "Shaping the Governance Debate at ISS." Harvard Business School Case 120-085, February 2020. (Revised June 2020.)
    • October 2017 (Revised April 2024)
    • Case

    Snap Inc. Goes Public (A)

    By: Lynn Sharp Paine and Will Hurwitz
    Snap Inc.’s chairman must decide how to address investor concerns about the company’s unprecedented plans to issue only non-voting shares in its upcoming IPO. The case is set in early 2017 following the public availability of Snap’s IPO filing with the U.S. Securities... View Details
    Keywords: Ethics; Capital Structure; Corporate Accountability; Governing and Advisory Boards; Corporate Governance; Going Public; Business and Shareholder Relations; Leadership; Management; Mobile and Wireless Technology; Venture Capital; Technology Industry; Telecommunications Industry; Information Technology Industry; United States; California
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    Paine, Lynn Sharp, and Will Hurwitz. "Snap Inc. Goes Public (A)." Harvard Business School Case 318-042, October 2017. (Revised April 2024.)
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