Publications

Keywords: Governance Compliance; Corporate Governance

March 2015
Case

Sustainable Palm Oil and Self-Regulation

By: Rebecca Henderson and Amram Migdal

This case is designed to be used with HBS Note: Industry Self-Regulation: Sustaining the Commons in the 21st Century, HBS No. 315-074. View Details

Keywords: Governance Compliance

May 2009
Conference Presentation

Coming Clean...and Cleaning Up? Examining the Effects of Self-Policing

Keywords: Governance Compliance

16 Feb 2007
Conference Presentation

Coming Clean...and Cleaning Up? Examining the Effects of Self-Policing

Keywords: Outcome or Result; Governance Compliance

Mar 2007 - 8 Mar 2007
Conference Presentation

Coming Clean...and Cleaning Up? Examining the Effects of Self-Policing

Keywords: Outcome or Result; Governance Compliance

5 Aug 2007
Conference Presentation

Coming Clean...and Cleaning Up? Examining the Effects of Self-Policing

Keywords: Outcome or Result; Governance Compliance

Feb 2007 - 1 Feb 2007
Conference Presentation

Coming Clean...and Cleaning Up? Examining the Effects of Self-Policing

Keywords: Outcome or Result; Governance Compliance

24 Mar 2006
Conference Presentation

Turning Themselves in: Why Some Firms Self-disclose Regulatory Violations

Keywords: Governance Compliance; Corporate Governance

February 2002 (Revised July 2004)
Case

Note on Deregulation and Social Obligations: Universal Services, Access Pricing and Competitive Dynamics in U.S. Telecommunications

Can deregulation and the unleashing of competitive forces be combined with continued social obligations such as a duty to serve? This note uses the experience of U.S. telecommunications to illustrate the existence and influence of social obligations. Recognizing these... View Details

Keywords: Governance Compliance; Social Issues; Telecommunications Industry

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February 2021
Article

The Department of Justice as a Gatekeeper in Whistleblower-Initiated Corporate Fraud Enforcement: Drivers and Consequences

By: Jonas Heese, Ranjani Krishnan and Hari Ramasubramanian

We examine drivers and consequences of U.S. Department of Justice (DOJ) oversight of whistleblower cases of corporate fraud against the government. We find that the DOJ is more likely to intervene in and conduct longer investigations of cases that have a higher chance... View Details

Keywords: Whistleblowing; Department Of Justice; DOJ Enforcement; Performance Measures; False Claims Act; Crime and Corruption; Governance Compliance; Law Enforcement

SSRN

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July 2011 (Revised November 2012)
Case

Ultimate Fighting Championship: License to Operate (A)

By: George Serafeim and Kyle Welch

The case describes the challenges that Ultimate Fighting Championship faced as a result of regulatory opposition and loss of the license to operate. The genesis of the business idea, the subsequent growth, and the fall of the UFC are described. The case concludes with... View Details

Keywords: Governance Compliance; Ethics; Judgments; Investment; Sports Industry; Entertainment and Recreation Industry

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2014
Working Paper

Dodging the Taxman: Firm Misreporting and Limits to Tax Enforcement

By: Paul Carrillo, Dina Pomeranz and Monica Singhal

Reducing tax evasion is a key priority for many governments, particularly in developing countries. A growing literature has argued that the ability to verify taxpayer self-reports against reports from third parties is critical for modern tax enforcement and the growth... View Details

Keywords: Governance Compliance; Taxation; Ecuador

SSRN

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September 2014
Article

OSHA Inspections Should Be Welcome: Results from a Natural Field Experiment in California

By: David I. Levine and Michael W. Toffel

For companies with strong internal occupational safety and health auditing programs, OSHA inspections might seem a formality that risk uncovering, at most, nitpicky deviations from the thousands of pages of safety regulations. For those with poor safety practices, OSHA... View Details

Keywords: Business and Government Relations; Operations; Safety; Governance Compliance; United States; California

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March 2002 (Revised July 2004)
Case

RWE and the Proposal for a German Electricity Regulator

In April 2001, Dietmar Kuhnt, CEO of the German energy giant RWE, had to make a decision that would affect his company's future. Profits in the electricity sector depended heavily on regulatory rules that influenced industry structure and pricing. RWE had emerged... View Details

Keywords: Energy Generation; Governance Compliance; Business Strategy; Energy Industry; Germany