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- 24 Aug 2016
- News
Entrepreneurs versus regulators
- 22 Feb 2022
- News
Breaking News
Qwest was headquartered. Within a year of the reporting, the story had escalated to federal regulators, and Qwest agreed to pay $250 million to settle a SEC investigation into its accounting practices. Then, in 2009, two months shy of its... View Details
- 01 Sep 2009
- News
Executive Pay: Onward & Upward
awards drives a sharp increase in CEO compensation. 1992 The SEC requires more disclosure of executive compensation, particularly stock options and perks. With more information in public view, the rules trigger an unintended upward pay... View Details
- 09 Apr 2024
- News
To Serve and Protect the Markets
Every day, in her role as the director of the Atlanta Regional Office of the Securities and Exchange Commission (SEC), Nekia Hackworth Jones (MBA 2004) stands in the breach between the $100 trillion in securities traded on U.S. equity markets and the bad actors who... View Details
Keywords: Margie Kelley
- 17 Aug 2022
- News
To Serve and Protect the Markets
Jones and her staff in the SEC’s Atlanta office manage the enforcement, examinations, and business operations for five states: Georgia, North Carolina, South Carolina, Tennessee, and Alabama. Along with SEC headquarters in Washington,... View Details
Keywords: Margie Kelley
- 01 Jun 2002
- News
Books
While Enron made the headlines, Mills says, these other actors were culpable as well. The title of Mills' book derives from a comment made by former SEC chairman Arthur Levitt regarding the actions of teenager Jonathan Lebed who broke... View Details
Keywords: Nancy O. Perry
- 01 Dec 2004
- News
One-on-One with William H. Donaldson
chief regulator of America’s securities markets. To make matters worse, Donaldson hardly had time to settle into his new job before revelations surfaced of wrongdoing in the mutual-fund industry, triggering a new round of regulatory... View Details
- 01 Jun 2009
- News
Too Big To Fail
moral hazard in the financial system to an entirely new level,” he warns. But Moss has a fix: The federal government should slap tough new regulations on all firms that pose “systemic risk” — the risk that a failure of one institution... View Details
- 01 Dec 2009
- News
An Action Plan for Economic Recovery
the service. But that’s not going to happen because the largest investors in bonds — banks, insurance companies, and mutual funds — aren’t willing to pay because they think they do a much better job than the rating agencies. What I propose is a neutral third-party... View Details
- 06 Dec 2021
- News
Truth Be Told
company’s response to the complaint, but the class discussion turned to the motivations of the man who revealed the wrongdoing. Have you ever thought about blowing the whistle? Dey asked her students. Their response: We’ve thought about it, but it is so costly. At a... View Details
- 01 Feb 1997
- News
Herzlinger on Health Care: Revolution in Evolution
from their income taxes. Third, the government should make sure that everyone buys health insurance, regulate health insurers to ensure honesty and financial stability, and monitor the quality of information, just as the View Details
- 01 Sep 2010
- News
Letters to the Editor
business administration cannot change the world. The recourse I see is to establish a level of supervision above the corporate world, either private sector or government. Of the two, only government is susceptible to opinion of mere citizens. The View Details
- 01 Jun 2010
- News
M.I.A. Boards
company; evaluate the performance of senior managers; set executive compensation; approve key strategic and financial decisions; nominate candidates for shareholders to elect as directors; and ensure the company’s integrity, sustainability, and compliance with laws and... View Details