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- Faculty Publications (11)
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- All HBS Web (47)
- Faculty Publications (11)
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- 13 Mar 2019
- News
The supervision of listed companies: better out in the open?
- 17 Aug 2022
- News
To Serve and Protect the Markets
Jones and her staff in the SEC’s Atlanta office manage the enforcement, examinations, and business operations for five states: Georgia, North Carolina, South Carolina, Tennessee, and Alabama. Along with SEC headquarters in Washington,... View Details
Keywords: Margie Kelley
- 09 Apr 2024
- News
To Serve and Protect the Markets
examinations, and business operations for five states: Georgia, North Carolina, South Carolina, Tennessee, and Alabama. Along with SEC headquarters in Washington, D.C., and 10 other regional offices, they are responsible for monitoring... View Details
Keywords: Margie Kelley
- 01 Jan 2006
- News
William H. Donaldson, MBA 1958
its history, Donaldson regarded it as an offer he couldn’t refuse. Soon after he arrived, the SEC tackled a scandal in the mutual funds industry. But his agenda was also filled with many other pressing items—refining and implementing the... View Details
- 01 Oct 2002
- News
Sam Hayes
increasing its budget and the resources for its enforcement arm and making surprise “inspections” much more frequent. Those who violate the law or SEC rules should be punished severely. Using fines is not... View Details
Keywords: Garry Emmons
- 01 Jun 2010
- News
$how Me the Money
petition that calls for greater transparency in the global financial system and stronger enforcement of international money-monitoring laws and regulations. For Baker, this is the latest salvo in a long campaign that began in Nigeria,... View Details
- 01 Jun 2009
- News
Too Big To Fail
inflated the housing bubble with cheap credit. And it scolds the SEC for allowing the credit rating agencies to operate like a cartel without competition or transparency, which led to disastrous ratings inflation. In short, “The economic... View Details