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- All HBS Web (382)
- Faculty Publications (76)
- 05 May 2003
- Research & Ideas
Greed, Fear, and The System Hinder Corporate Reform
Enforcers of regulatory laws are making some headway, particularly since the passage last summer of the Sarbanes-Oxley Act, but their work as a whole needs more teeth, according to panelists at the session on regulation and enforcement.... View Details
Keywords: by Martha Lagace
- 05 May 2003
- Research & Ideas
SEC Commissioner Sees “Healing and Reform”
point to history to make their case. The country's first major financial crisis—the Great Depression—led to the Securities Acts of 1933 and 1934, which effectively regulated the stock market for nearly... View Details
Keywords: by Catherine Walsh
- 01 Jun 2011
- News
What’s after Fannie and Freddie?
to what will replace Fannie and Freddie. The administration has outlined three options designed to frame the congressional debate expected to unfold over the months ahead: (1)privatization of the mortgage market, (2) new private, for-profit mortgage View Details
- Web
Drone Policy | About
Drone Policy Purpose Statement HBS community members have requested information on using UAS or drones on campus. The FAA maintains strict regulations on commercial UAS flights; the purpose of this policy is to help clarify acceptable use... View Details
- 06 Dec 2021
- News
Truth Be Told
Image by John Ritter In 2018, HBS associate professors Aiyesha Dey and Jonas Heese wrote a case about a whistleblower at a multi-national gambling company who exposed financial misstatements, first to his manager and later to the US View Details
- 23 Jul 2024
- In Practice
The New Rules of Trade with China: Navigating Tariffs, Turmoil, and Opportunities
particularly balancing security interests with economic interests to avoid provoking precisely the sort of damaging confrontation that we would like to avoid. Recovering the US business community’s voice in the legislative and View Details
- 13 Feb 2019
- News
We’re All Going to Get Hacked
something that you don’t like. We have all of these rules and regulations in our public health, in our medicine. And this building’s got sprinkler systems in it. Do we expect this room to catch on fire? No! Why do we put sprinklers in it?... View Details
- Web
William Donaldson | Baker Library
Exchange, and later helped overturn regulations so DLJ could be the first investment bank to go public on the NYSE. He went on to cofound Yale’s School of Management and to head the NYSE. Among other leadership roles in business,... View Details
- Web
IT Strategy: Protecting HBS Information and Data Assets | Information Technology
privacy standards and regulations while establishing balanced security policies that address cyber-risks, all in partnership with Harvard University IT (HUIT). Through the initiatives outlined in our... View Details
- 01 Jun 2009
- News
Too Big To Fail
into the marketplace, including creation of federal deposit insurance, securities regulation, banking supervision, and the separation of commercial and investment banking under the Glass-Steagall Act. As Moss is quick to point out, there... View Details
- Web
Law, Management and Entrepreneurship - Course Catalog
9: IP – Copyrights Day 10: Litigation and Litigation Strategy Day 11: Bankruptcy Day 12: Securities Law – What is a Security Day 13: Securities Law – Operating in the View Details
- Web
GDPR & Other Data Privacy Laws | Information Technology
information. The most notable is the European Union's General Data Protection Regulation (GDPR), but other countries are adopting similar resolutions. From Harvard's GDPR Resource Website : The General Data Protection View Details
- 16 Jan 2012
- Research & Ideas
Private Meetings of Public Companies Thwart Disclosure Rules
In the fall of, the US Securities and Exchange Commission issued a new rule meant to combat the problem of selective disclosure among public companies and their favorite investors. Regulation Fair Disclosure... View Details
- 17 Aug 2022
- News
To Serve and Protect the Markets
Every day, in her role as the director of the Atlanta Regional Office of the Securities and Exchange Commission (SEC), Nekia Hackworth Jones (MBA 2003) stands in the breach between the $100 trillion in View Details
Keywords: Margie Kelley
- Web
Analyst Rules Mean More Disclosure, But Less Information | Working Knowledge
direction about a firm’s projected or overall performance and impact stock and other security prices. The rules aim to eliminate what regulators call “selective disclosure.” The idea is to give all investors... View Details
- 01 Dec 2004
- News
One-on-One with William H. Donaldson
chief regulator of America’s securities markets. To make matters worse, Donaldson hardly had time to settle into his new job before revelations surfaced of wrongdoing in the mutual-fund industry, triggering... View Details
- 01 Sep 2017
- News
Is Private Equity Blockchain’s Killer App?
along with the plan. It worked with IBM to solidify blockchain’s functionality and security and found a willing, technologically progressive client in the Swiss private equity firm Unigestion. The final piece was bringing in similarly... View Details
Keywords: Dan Morrell
- 08 Jan 2018
- Research & Ideas
The Startling Percentage of Financial Advisors with Misconduct Records
required to disclose any whiff of misbehavior to the Financial Industry Regulatory Authority (FINRA), an independent monitoring organization regulated by the Securities and Exchange Commission. A research... View Details
- 05 May 2003
- Research & Ideas
What It Takes to Restore Trust in Business
more difficult than anyone would wish. According to Mills, who offered the closing comments at the Restoring Confidence in American Business conference held at Harvard Business School on April 21, which drew about 350 attendees, it is clear that View Details
- 21 Dec 2009
- Research & Ideas
Good Banks, Bad Banks, and Government’s Role as Fixer
Treasury has proposed that systemic risks be monitored by a newly formed Financial Services Oversight Council, with the Fed becoming the primary regulator of all institutions posing such risks. I disagree with making the Fed the primary... View Details