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Show Results For
- All HBS Web
(270)
- News (64)
- Research (164)
- Multimedia (1)
- Faculty Publications (85)
- 01 Jul 2013
- Research & Ideas
Crowdfunding a Poor Investment?
nearly double the amount in 2012. That's nothing compared to the bonanza expected when the SEC opens up the floodgates for nonaccredited individual investors to directly acquire equity in private companies—and for companies to directly... View Details
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Economic reports
See Fast Answers on searching analyst reports and SEC filings in LSEG Workspace. Try searching for global and economic in the title and sort by report length. For a multimedia learning module on LSEG Workspace check out our... View Details
- 01 Sep 2003
- News
CGLV Plenary Session
academia and focused on executive compensation, limits to board effectiveness, capital market intermediaries, and management education. A principal goal of CGLV is to encourage specific actions that will lead to changes in practice. Pictured above is View Details
- 11 Oct 2017
- Research & Ideas
The House Wants to Squelch Voices of ‘Small’ Shareholders. Research Shows Those Voices Matter.
$8 billion. Proponents of the proposed rule argue that it would prevent companies from having to consider frivolous proposals from small investors who don’t have much stake in a company’s success. After all, it takes a lot of time and effort for a manager to reject a... View Details
Keywords: by Carmen Nobel
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Corporate reports: non-U.S.
Where can I find reports and regulatory filings for non-U.S. companies? LSEG Workspace: Annual reports and 20-F reports for companies with ADRs in the U.S. See Fast Answer on finding SEC filings. For a multimedia learning... View Details
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Mutual funds: information
href="https://www.library.hbs.edu/Find/Databases/Morningstar-Direct" target="new">Morningstar Direct feature advanced screening on various criteria.
LSEG Workspace has SEC filings of mutual funds, including their... View Details
LSEG Workspace has SEC filings of mutual funds, including their... View Details
- 30 Nov 2017
- News
SEAS Complex Reaches for a New Frontier
MPA 1995, M.Arch. 1995), Harvard’s senior strategist for Allston; SEAS Dean Frank Doyle; SEC architect Stefan Behnisch; and was led by Tracy Palandjian (AB 1993, MBA 1997). Tracy Palandjian (AB 1993, MBA 1997) John A. Paulson (MBA 1980)... View Details
- 01 Dec 2010
- News
Iron Lady
Development Bank, Oteh is now the director-general of Nigeria’s SEC and the country’s chief financial regulator. At a conference in London in September, Oteh revealed her intention to strengthen the country’s capital markets in order to... View Details
Keywords: Finance
- 13 Jan 2015
- First Look
First Look: January 13
Tommy Koh to negotiate the U.S.-Singapore Free Trade agreement serve as an extended case study of a complex, multiparty negotiation that illustrates and further elaborates the concept of a negotiation campaign. Download working paper: http://ssrn.com/abstract=2539774... View Details
Keywords: Sean Silverthorne
- 01 Dec 2004
- News
One-on-One with William H. Donaldson
by the industry we regulate. So this was a historic moment to come into this job. In addition, the SEC itself recently had been through some tough times, so it seemed like the agency was in need of new leadership. Not long after you... View Details
- 01 Jun 2012
- News
IPA Meets IPO
As required, Koch told the SEC how many buyers he expected: 30,000. So when 100,000 people mailed in checks, Koch had to select 30,000 folks by lottery and return the others’ money. It was more than the financial equivalent of offering a... View Details
- 01 Dec 2014
- News
@Soldiers Field
(HBS Archives Photograph Collection) Shad Hall, named in honor former SEC chairman John Shad (MBA 1949), celebrated its 25th anniversary in September. An early Boston Globe review cheered the entrance’s “powerful concrete column that... View Details
- 01 Sep 2006
- News
Strange Bedfellows
Since when do the taxman and the shareholder agree? IRS Commissioner Mark Everson and SEC Chairman Christopher Cox (MBA 1976) have advanced a simple, but controversial proposal. Companies would be required to disclose how much they pay in... View Details
- 07 Apr 2003
- Research & Ideas
Three Steps for Crisis Prevention
exactly that." The Big Five also spent millions of dollars urging members of Congress to threaten the SEC leadership with budget cuts if it imposed limits on auditor services. The lobbying worked. The View Details
Keywords: by Michael D. Watkins & Max H. Bazerman
- 28 Apr 2015
- First Look
First Look: April 28
framework and focus on finding empirically testable strategies to mitigate unethical behavior. Working Papers Government Preferences and SEC Enforcement By: Heese, Jonas Abstract—I examine whether political influence by the government... View Details
Keywords: Sean Silverthorne
- 27 Jun 2017
- First Look
First Look at New Research and Ideas, June 27
desirable for a principal seeking innovation. Publisher's link: https://www.hbs.edu/faculty/Pages/item.aspx?num=52780 forthcoming Journal of Accounting & Economics Is the SEC Captured? Evidence from Comment-Letter Reviews By: Heese,... View Details
Keywords: Sean Silverthorne
- 09 Apr 2024
- News
To Serve and Protect the Markets
Every day, in her role as the director of the Atlanta Regional Office of the Securities and Exchange Commission (SEC), Nekia Hackworth Jones (MBA 2004) stands in the breach between the $100 trillion in securities traded on U.S. equity markets and the bad actors who... View Details
Keywords: Margie Kelley
- 01 Oct 2002
- News
Sam Hayes
committee, established by then SEC chair Arthur Levitt, to formulate best practices with regard to stockbrokers' activities and compensation. These were not legislative remedies, they were recommendations for voluntary standards of... View Details
Keywords: Garry Emmons
- Fast Answer
Building and Sustaining a Successful Enterprise
investors and service providers across the private investment lifecycle. LSEG Workspace - provides public and private company profiles and strong in company analyst reports, current and historical SEC filings. It also provides... View Details
Robert R. Young
bonds in foreclosure, launching a fight that took years to settle. Young, however, came out on top and was vindicated when the SEC formally instituted a competitive bidding requirement for all bond issuances. The C&O railroad itself,... View Details
Keywords: Transportation