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- Faculty Publications (103)
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- All HBS Web (219)
- Faculty Publications (103)
Edward C. Johnson III
Johnson turned the mutual fund group, founded by his father, into an industry giant - mainstream America’s most familiar mutual fund family. He also pioneered such mutual fund practices as selling direct rather than through brokers, offering discount View Details
Keywords: Finance
- 01 Dec 1999
- News
Pinball Wizard
Development in Thailand during the height of the U.S. Vietnam War buildup. He then started a brokerage house in Bangkok before eventually returning to New York and opening his nostalgia-laced startup. "I'm not going to build an Edsel... View Details
Henry Taub
services was widely recognized, and over the years, ADP has become a primary supplier of outsourced processing for much more than payroll. It provides services for claims processing, brokerage fees, and banking transactions. View Details
Keywords: Services
- 01 Mar 2023
- News
3-Minute Briefing: Qiao Ma (MBA 2010)
My dad was an engineering professor, but his true passion was the stock market. When I was six or seven years old, he brought me to a local brokerage office in Guangzhou. It was the early 1990s and the room was packed with men, all... View Details
- Web
Teams | New Venture Competition
agents. Importrix Jamie Linsdell (MS/MBA 2026), Vineet Jammalamadaka (MS/MBA 2026), Kevin Mathew (MS/MBA 2026), Gordon Xiang (MS/MBA 2026) Importrix is an AI platform for imports that automates the customs brokerage process end-to-end to... View Details
- Profile
Phil Strazzulla
has been my biggest joy thus far. When I was in 6th grade, I opened my first brokerage account and started wading into the world of investing. Over the last few years I taught myself to code. Now I'm learning how to hire and manage. ... View Details
Keywords: Technology
- Web
Special Collections & Archives | Baker Library
Schwartz Art Collection Displayed throughout campus to inspire students to think creatively. Muriel Siebert Collection American businesswoman Muriel F. Siebert (1928-2013) was the first woman to buy a seat on the New York Stock Exchange and the first woman to own and... View Details
- 23 Sep 2008
- First Look
First Look: September 23, 2008
explores the determinants of observed analyst-firm pairings. We adopt an analyst/brokerage house perspective that allows us to examine not only firm-level characteristics as in prior research but also attributes of the analyst and the analyst's View Details
Keywords: Martha Lagace
- 11 Apr 2000
- Research & Ideas
Financial Services 24/7
customers to take their business elsewhere. With new Internet-only banks and brokerages popping up regularly, established firms must find innovative ways to hold onto their customers. "Traditionally, strategy was institutionally... View Details
Keywords: by Susan Young
- 01 Feb 2000
- News
Financial Services 24/7
dissatisfied customers to take their business elsewhere. With new Internet-only banks and brokerages popping up regularly, established firms must find innovative ways to hold onto their customers. "Traditionally, strategy was... View Details
Keywords: Susan Young
- 10 Apr 2007
- First Look
First Look: April 10, 2007
Harvard Business School Case 707-497 When Jim Weddle took over as Managing Partner of Edward Jones in January 2006, the brokerage firm was at a critical juncture. The firm's distinctive strategy had enabled it to grow from its roots in... View Details
Keywords: Martha Lagace
- 01 Jun 2000
- News
Going Public: Christopher S. Yeh
in both engineering and creative writing, Yeh helped launch Juno Online Services, one of the pioneers of free e-mail. He then moved on to D.E. Shaw, where he developed strategic alliances for the firm's online brokerage division. But the... View Details
Keywords: Garry Emmons
- 01 Dec 1999
- News
New Jakurski Chair Supports Research in Global Finance
endow a chair at the School. After graduating from HBS as a Baker Scholar, he worked for a number of years at Unibanco, Brazil's third largest bank, including service as executive director. In 1983, he and three partners founded Pactual, a Rio View Details
- Web
Lehman Brothers - Introduction | Baker Library | Bloomberg Center | Harvard Business School
Brothers, stretching over a century and a half, reflects the role of investment banking in the development and growth of the U.S. economy. Founded in the mid-nineteenth century, the family partnership evolved from a general store to a commodities View Details
- Web
Contemporary Corporate Archives | Baker Library
Muriel F. Siebert (1928-2013) was the first woman to buy a seat on the New York Stock Exchange and the first woman to own and direct a brokerage firm that was a member of the NYSE. Henri A. Termeer Papers Document the career of an... View Details
- 29 Jan 2010
- News
Back to Glass-Steagall?
to the Depression-era law that separated commercial and investment banking. Banks with FDIC-insured deposits could still perform investment banking and brokerage activities on behalf of clients — operations that commercial banks were... View Details
- Web
Teams | New Venture Competition
clinics and patients, improving access and clinic efficiency. Zyra Sara Kamprad (MBA 2025) Camilla Lopes (MBA 2025) Empowering the U.S. hemp industry with end-to-end brokerage services for sustainable supply chain growth View Details
- 01 Oct 1998
- News
Going Against the Flow
Like many emerging-market countries, Brazil can seem about as appealing to potential investors as a midnight swim up the Amazon. But in 1983, André Jakurski and three partners decided to take the plunge anyway. With $500,000 in equity capital, they founded Pactual, a... View Details
Keywords: Dun Gifford, Jr.
- 25 Sep 2012
- First Look
First Look: September 25
Fund Relationships Bias Analyst Recommendations? Authors: Michael Firth, Chen Lin, Ping Liu, and Yuhai Xuan Publication: Journal of Accounting Research (forthcoming) Abstract This article investigates whether the business relations between mutual funds and View Details
Keywords: Sean Silverthorne
- 12 Feb 2019
- First Look
New Research and Ideas, February 12, 2019
Brokerage and Brokering: An Integrative Review and Organizing Framework for Third Party Influence By: Halevy, Nir, Eliran Halali, and Julian Zlatev Abstract— Brokerage and brokering are pervasive and... View Details
Keywords: Dina Gerdeman