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  • All HBS Web  (5,331)
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  • June 2017 (Revised September 2021)
  • Case

Sales Misconduct at Wells Fargo Community Bank

By: Suraj Srinivasan, Dennis W. Campbell, Susanna Gallani and Amram Migdal
Set in early 2017, this case examines widespread sales misconduct at Wells Fargo Community Bank. Wells Fargo's governance and controls are described in the lead up to the September 2016 announcement that Wells Fargo had settled with regulators for $185 million in... View Details
Keywords: Corporate Governance; Governance Controls; Governing Rules, Regulations, and Reforms; Governing and Advisory Boards; Executive Compensation; Lawsuits and Litigation; Crisis Management; Mission and Purpose; Organizational Design; Business and Community Relations; Business and Government Relations; Crime and Corruption; Business Organization; Business Model; Ethics; Corporate Accountability; Governance Compliance; Policy; Compensation and Benefits; Resignation and Termination; Laws and Statutes; Legal Liability; Business or Company Management; Risk Management; Business Processes; Organizational Culture; Organizational Structure; Failure; Agency Theory; Business and Shareholder Relations; Business and Stakeholder Relations; Risk and Uncertainty; Salesforce Management; Public Opinion; Banking Industry; North and Central America
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Srinivasan, Suraj, Dennis W. Campbell, Susanna Gallani, and Amram Migdal. "Sales Misconduct at Wells Fargo Community Bank." Harvard Business School Case 118-009, June 2017. (Revised September 2021.)
  • June 2006 (Revised June 2007)
  • Background Note

The Challenge Facing the U.S. Healthcare Delivery System

By: Richard M.J. Bohmer and Carin-Isabel Knoop
Discusses the challenges currently facing the U.S. health care delivery system. These challenges frame the problems managers of delivery organizations are currently facing. They include a burgeoning gap between demand and supply. Demand for health care services is... View Details
Keywords: Health Care and Treatment; Health Industry; United States
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Bohmer, Richard M.J., and Carin-Isabel Knoop. "The Challenge Facing the U.S. Healthcare Delivery System." Harvard Business School Background Note 606-096, June 2006. (Revised June 2007.)
  • 02 Nov 2013
  • News

As Bush Settles Into Dallas, Golf Tees and Family Time Now Trump Politics

Keywords: Painting; President; Government

    The International Politics of IFRS Harmonization

    Accounting, Economics and Law Vol. 3, No. 2 (April 2013), pp. 1-46. 


     View Details
    • 08 Jul 2014
    • News

    Seeking "big solutions" to increase the value of nature for business and society

    Carter Roberts (MBA 1988) is leading the World Wildlife Fund to "connect the dots" between business and societal goals to increase our perception of the value of the natural world. (Published July 2014) View Details
    • 2003
    • Book

    The Politics of Property Rights: Political Instability, Credible Commitments, and Economic Growth in Mexico, 1876-1929

    By: Stephen Haber, Noel Maurer and Armando Razo
    Keywords: Property; Rights; Government and Politics; Economics; Growth and Development; History; Mexico
    Citation
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    Haber, Stephen, Noel Maurer, and Armando Razo. The Politics of Property Rights: Political Instability, Credible Commitments, and Economic Growth in Mexico, 1876-1929. Political Economy of Institutions and Decisions. NY: Cambridge University Press, 2003.

      Samuel B. Antill

      Samuel Antill is an assistant professor of business administration in the Finance Unit at Harvard Business School. He teaches the Finance II course in the MBA required curriculum.

      Professor Antill’s research interests are in corporate... View Details
      • 23 Apr 2008
      • Op-Ed

      The Gap in the U.S. Treasury Recommendations

      firm's actions were threatening the system. A newly formed prudential regulator would regulate financial institutions that had some type of explicit government guarantee such as deposit insurance. In that... View Details
      Keywords: by Dwight Crane; Banking; Construction; Real Estate; Financial Services
      • 17 Oct 2024
      • Video

      John Coates: Most Americans aren’t aware of how concentrated the financial sector has gotten

        Disclosure-Driven Crime

        Distinguished Proceedings Prize & Holmes-Cardozo Award, 2017 Acad. of Legal Stud. in Bus. Highlighted in Oxford University’s Business Law and Columbia L. Sch.’s Blue Sky blogs. Re-posted by the Business Law Prof. blog. Selected for AALS... View Details
        • 2023
        • Working Paper

        Much Ado About Nothing? Overreaction to Random Regulatory Audits

        By: Samuel Antill and Joseph Kalmenovitz
        Regulators often audit firms to detect non-compliance. Exploiting a natural experiment in the lobbying industry, we show that firms overreact to audits and this response distorts prices and reduces welfare. Each year, federal regulators audit a random sample of... View Details
        Keywords: Governance Compliance; Governing Rules, Regulations, and Reforms; Price
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        Antill, Samuel, and Joseph Kalmenovitz. "Much Ado About Nothing? Overreaction to Random Regulatory Audits." Working Paper, August 2023.
        • 01 Nov 2019
        • Video

        Jaithirth Rao

        Jerry Rao, serial entrepreneur and founder of the India-based Value and Budget Housing Corporation, describes the burgeoning of "entrepreneurial spirits" as regulations and policies governing industry were liberalized in the 1990s. View Details
        • July 2011
        • Background Note

        Torts 101: Civil Wrongs & Ways to Right Them

        By: Lena G. Goldberg and Mary Beth Findlay
        This note summarizes basic principles of tort law and is intended as background information for business students studying legal aspects of management. View Details
        Keywords: Business Ventures; Information; Legal Liability; Business or Company Management
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        Goldberg, Lena G., and Mary Beth Findlay. "Torts 101: Civil Wrongs & Ways to Right Them." Harvard Business School Background Note 312-033, July 2011.
        • 17 Jul 2009
        • Research Event

        Business Summit: Ethics in Globalization

        followed along and failed to exercise independent judgment. It is difficult or impossible to regulate against greed and against many of the other ethical shortcomings that have... View Details
        Keywords: Re: Rafael M. Di Tella
        • 29 Oct 2010
        • Research & Ideas

        Will I Stay or Will I Go? How Gender and Race Affect Turnover at ‘Up-or-Out’ Organizations

        Date of Event: May 10, 2010 Speakers: Kathleen McGinn Gender and racial inequalities continue to persist at "up-or- out" knowledge organizations such as law firms, making it difficult for women... View Details
        Keywords: Re: Kathleen L. McGinn; Legal Services
        • 2010
        • Article

        Has the Shift to Stronger Intellectual Property Rights Promoted Technology Transfer, FDI, and Industrial Development?

        By: Lee Branstetter, C. Fritz Foley and Kamal Saggi
        This article reviews recent research conducted by the authors that finds that intellectual property rights reform increases technology transfers, foreign direct investment inflows, and industrial development. It also places the findings of this work in the broader... View Details
        Keywords: Intellectual Property; Rights; Information Technology; Body of Literature; Foreign Direct Investment; Industry Growth
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        Branstetter, Lee, C. Fritz Foley, and Kamal Saggi. "Has the Shift to Stronger Intellectual Property Rights Promoted Technology Transfer, FDI, and Industrial Development?" WIPO Journal 2, no. 1 (2010): 93–98.
        • 23 Jan 2011
        • News

        Air Products ruling will set takeover benchmark

        • 20 Nov 2019
        • Video

        Zia Mody

        Zia Mody, founder of AZB & Partners, a leading corporate law firm in India, describes the changing relationship... View Details
        • January 2021
        • Supplement

        What Went Wrong with Boeing’s 737 Max? (B)

        By: William W. George and Amram Migdal
        Following the March 10, 2019, crash of Ethiopian Airlines flight 302, en route to Nairobi, Kenya and the October 29, 2018, downing of Lion Air flight 610 as it took off from Jakarta, Indonesia, Boeing’s 737 Max jet, the model flown in both instances, was grounded by... View Details
        Keywords: Ethics; Values and Beliefs; Governance; Corporate Accountability; Governance Controls; Governing Rules, Regulations, and Reforms; Leadership; Management; Business or Company Management; Crisis Management; Risk Management; Organizations; Organizational Culture; Problems and Challenges; Risk and Uncertainty; Safety; Failure; Transportation; Air Transportation; Aerospace Industry; Air Transportation Industry; North America; United States
        Citation
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        George, William W., and Amram Migdal. "What Went Wrong with Boeing’s 737 Max? (B)." Harvard Business School Supplement 321-001, January 2021.
        • March 2003
        • Article

        Creditor Rights, Enforcement, and Debt Ownership Structure: Evidence from the Global Syndicated Loan Market

        By: Benjamin C. Esty and William L. Megginson
        Keywords: Rights; Borrowing and Debt; Ownership; Markets; Global Range; Financing and Loans
        Citation
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        Esty, Benjamin C., and William L. Megginson. "Creditor Rights, Enforcement, and Debt Ownership Structure: Evidence from the Global Syndicated Loan Market." Journal of Financial and Quantitative Analysis 38, no. 1 (March 2003): 37–59.
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