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Publications

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  • All HBS Web  (270)
    • News  (64)
    • Research  (164)
    • Multimedia  (1)
  • Faculty Publications  (85)

Show Results For

  • All HBS Web  (270)
    • News  (64)
    • Research  (164)
    • Multimedia  (1)
  • Faculty Publications  (85)
← Page 7 of 270 Results →
  • 20 Nov 2012
  • Working Paper Summaries

Pay Harmony: Peer Comparison and Executive Compensation

Keywords: by Claudine Gartenberg & Julie Wulf
  • June 2014 (Revised January 2017)
  • Case

Focus Financial Partners and the U.S. RIA Industry in 2014

By: Luis Viceira and Emily A. Chien
In the Spring of 2014, Rudy Adolf, CEO and founder of Focus Financial, and the two other co-founders of the firm are considering alternative growth strategies to solidify Focus Financial's position as a leading aggregator of independent wealth management firms in the... View Details
Keywords: Financial Management; Growth and Development Strategy; Business Model; Financial Services Industry
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Viceira, Luis, and Emily A. Chien. "Focus Financial Partners and the U.S. RIA Industry in 2014." Harvard Business School Case 214-103, June 2014. (Revised January 2017.)

    Bank Capital and the Growth of Private Credit

    We show that business development companies (BDCs)—closed-end funds that provide a significant share of nonbank loans to middle market firms—are very well capitalized according to bank capital frameworks. They have median risk-based capital ratios of about 36% and,... View Details
    • July 2013 (Revised October 2013)
    • Supplement

    United Rentals (B)

    By: Jay W. Lorsch and Kathleen Durante
    In April 2012, Jenne Britell, the Chairman of the board of directors of United Rentals, Inc. (NYSE: URI) was preparing her notes for an upcoming stockholders' meeting. It was a meeting unlike most other meetings she had chaired. Stockholders were about to vote on a... View Details
    Keywords: Boards Of Directors; Board Committees; Chairman; Governing and Advisory Boards; Corporate Governance; Construction Industry; North America
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    Lorsch, Jay W., and Kathleen Durante. "United Rentals (B)." Harvard Business School Supplement 414-031, July 2013. (Revised October 2013.)
    • Web

    Great American Business Leaders of the 20th Century - Leadership

    Insurance SEC established Federal regulations prohibit false advertising Influence: Low 40 1940 19 Military spending explodes Graduated income tax, Victory Tax adopted to fund war effort Rationing Influence: Medium-Low 50 1950 19 Military... View Details
    • Web

    Podcast - Business & Environment

    Sustainable Capital Markets, shares how Ceres works with corporate boards to facilitate systemic change in private sector climate action, including why boards are a critical part of the equation. He also talks about how the recent proposed View Details
    • 09 Feb 2024
    • HBS Case

    Slim Chance: Drugs Will Reshape the Weight Loss Industry, But Habit Change Might Be Elusive

    Want to Prevent the Next Hospital Bed Crisis? Enlist the SEC How Workplace Wellness Programs Can Give Employees the Energy Boost They Need Can Amazon Remake Health Care? Feedback or ideas to share? Email the Working Knowledge team at... View Details
    Keywords: by Lane Lambert; Health; Pharmaceutical
    • 23 Apr 2024
    • In Practice

    Getting to Net Zero: The Climate Standards and Ecosystem the World Needs Now

    With each month clocking record-breaking temperatures across the planet, this Earth Day reflected the renewed urgency of regulators and businesses to find climate-change solutions. The US Securities and Exchange Commission recently adopted new rules that will mandate... View Details
    Keywords: by Rachel Layne
    • 07 Apr 2023
    • Research & Ideas

    When Celebrity ‘Crypto-Influencers’ Rake in Cash, Investors Lose Big

    and Exchange Commission. The SEC has been slow to issue the regulatory clarification requested by crypto companies, but has charged more than a dozen influencers with violating US securities law and recently warned investors about... View Details
    Keywords: by Kristen Senz
    • 07 Jul 2008
    • Research & Ideas

    Innovation Corrupted: How Managers Can Avoid Another Enron

    and SEC regulations. “Even a hint of negligence or misconduct can be devastating to a company.” Throughout the ensuing trial, Skilling and Lay strenuously denied knowledge of any conspiracy to defraud shareholders, despite the fact that... View Details
    Keywords: by Martha Lagace; Energy; Utilities
    • 10 Dec 2021
    • Research & Ideas

    Truth Be Told: Unpacking the Risks of Whistleblowing

    regulators, such as the SEC whistleblower program [a similar program authorized in the 2010 Dodd-Frank Act], the DOT’s Motor Vehicle Safety whistleblower program, and more recently the Treasury’s anti-money-laundering whistleblower... View Details
    Keywords: by April White
    • 30 Aug 2023
    • Blog Post

    I’m From the South and Going Back: Why HBS Was the Best School for Me

    Nowhere have I felt as celebrated or heard as I have here at HBS - my background that generated the sources of self-doubt early on has actually led to my greatest contributions. I've introduced peers to the fanaticism of SEC sports, the... View Details
    • Web

    Investing in Emerging Industries | Baker Library | Bloomberg Center | Harvard Business School

    SEC (Securities Exchange Commission) to regulate the securities industry. Addressing the SEC in November 1936, Robert Lehman noted, any individual “will, through the very fact of control of a substantial... View Details
    • Web

    Shad Hall | About

    Netherlands. Known for his dedication to the highest ethical standards during a distinguished, three-decade career in investment banking, Shad (MBA 1949) became the first Wall Street executive to head the SEC in 50 years when he was... View Details
    • 27 Jan 2023
    • Op-Ed

    Have We Lost Sight of Integrity?

    They have been found guilty and sentenced to prison sentences of 11 and 13 years, respectively. Former McDonald’s CEO Steve Easterbrook agreed to pay a $400,000 fine and accept a five-year ban on serving on public company boards on January 9 for making misleading... View Details
    Keywords: by Bill George
    • 17 Jan 2018
    • Research & Ideas

    If the CEO’s High Salary Isn't Justified to Employees, Firm Performance May Suffer

    onto, but at the same time, it’s not really fair, and it won’t capture what regulators are hoping to capture,” Rouen says. Once the new SEC disclosure rule comes into play, firms should brace for some worker disgruntlement. “When you... View Details
    Keywords: by Dina Gerdeman
    • 13 Dec 2022
    • Research & Ideas

    The Color of Private Equity: Quantifying the Bias Black Investors Face

    groups by combining information from data analytic firms like Burgiss and PitchBook with SEC filings and research from public sources like LinkedIn, news articles, commercial datasets, and private communications. The researchers noted... View Details
    Keywords: by Pamela Reynolds; Financial Services
    • 13 Mar 2023
    • Research & Ideas

    The Power of Personal Connections: How Shared Experiences Boost Performance

    from COVID-19: The Business Skills Doctors Need Why American Health Care Needs Its Own SEC Feedback or ideas to share? Email the Working Knowledge team at hbswk@hbs.edu. Image: iStockphoto/JohnnyGreig View Details
    Keywords: by Rachel Layne; Health
    • 06 Oct 2003
    • Research & Ideas

    The Problem with Hedge Funds

    management of his or her fund than during the Internet bubble. We need a study as to the impact of the funds to see what, if any, new regulations are required. On July 26, 2002, the SEC wrote to major hedge funds asking them to fill out a... View Details
    Keywords: by D. Quinn Mills
    • 02 Jul 2018
    • Research & Ideas

    Corporate Tax Cuts Don't Increase Middle Class Incomes

    statement about whether income inequality is bad or good or how tax cuts should be structured. “Compensation and income inequality are very relevant to managers,” Rouen says. “This is something that they’re now having to deal with in terms of View Details
    Keywords: by Roberta Holland
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