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- 22 Dec 2016
- Op-Ed
The Small Business Administration is a Model for How to Drive Economic Growth
the key decisions facing the next president’s administration, from Dodd-Frank reform to the anticipated overhaul of the Affordable Care Act. If you ask small business owners what they need to grow and thrive, they will talk about lower... View Details
Keywords: by Karen Mills
- 10 Mar 2014
- Research & Ideas
Counting Up the Effects of Sarbanes-Oxley
companies, although it was ultimately deferred for companies with market caps of less than $75 million and made permanent in the Dodd-Frank Act. Audit standards also were modified in 2007, a change that reportedly reduced costs for many... View Details
- 09 Jul 2013
- Research & Ideas
Catching Up With Boards--Jay Lorsch
now because both the New York Stock Exchange and Nasdaq, as part of their listing requirements, stipulate that boards must have a separate chairman or a lead director. In addition, Dodd-Frank stipulates that boards must have a separate... View Details
Keywords: by Jim Aisner
- 21 Jul 2014
- Research & Ideas
Is a Gap in Small-Business Credit Holding Back the American Economy?
financial reform legislation, the gap in small business credit data was recognized and a specific provision was included to allow for more credible monitoring for small business access to bank credit. Section 1071 of the Dodd-Frank Act... View Details
- 03 May 2011
- First Look
First Look: May 3
supplement:http://cb.hbsp.harvard.edu/cb/product/711412-PDF-ENG Corporate Reform Elements of the Dodd-Frank Act Robert C. Pozen, Phillip Andrews, and David LaneHarvard Business School Case Note 311-091 This note summarizes the four major... View Details
Keywords: Sean Silverthorne
- 06 Dec 2021
- News
Truth Be Told
modern regulators, such as the SEC whistleblower program [a similar program authorized in the 2010 Dodd-Frank Act], the DOT’s Motor Vehicle Safety whistleblower program, and more recently the Treasury’s anti-money-laundering whistleblower... View Details
- 22 Aug 2024
- Research & Ideas
Reading the Financial Crisis Warning Signs: Credit Markets and the 'Red-Zone'
we're seeing across the board. Layne: Is what we're seeing today tied to the Dodd-Frank law and mean some of the post-financial crisis [of 2008] requirements for large banks are working? Greenwood: I would say the post-crisis menu of... View Details
- 01 Jun 2011
- News
What’s after Fannie and Freddie?
have significant “skin in the game” when they securitize these mortgages, probably more than the 5 percent required by the Dodd-Frank Act. Lenders should have to hold significantly more capital to protect against losses from these riskier... View Details
- 26 Feb 2013
- First Look
First Look: Feb. 26
and "In re CNX Gas" and provides commentary on current developments, such as "Say on Pay," proxy access and the Dodd-Frank Act of 2010. A new chapter on executive compensation appears. The fourth edition provides... View Details
Keywords: Sean Silverthorne
- 23 Mar 2015
- Research & Ideas
It’s Called ‘Price Coherence,’ and It’s Surprisingly Bad for Consumers
announced formal plans to cap credit card interchange fees, for example. In the United States, there's the Durbin Amendment, an eleventh-hour addition to the Dodd-Frank Wall Street and Consumer Protection Act, which regulates swipe fees... View Details
- 03 Jul 2018
- First Look
New Research and Ideas, July 3, 2018
Whistleblower Legislation in the Context of Financial Reporting This note provides an overview of U.S. federal legislation relating to whistleblowing, Sarbanes-Oxley, Dodd-Frank (including the Office of the Whistleblower), and the False... View Details
Keywords: Dina Gerdeman
- 16 May 2017
- First Look
First Look at New Ideas and Research, May 16
to meet GE Capital’s obligations as a “SIFI”—systemically important financial institution—in the wake of the 2010 Dodd-Frank Act. No path forward was clear. A divestiture, either through a spin-off or sell-off, would reduce GE’s size and... View Details
Keywords: Re: Multiple Faculty
- 04 Sep 2018
- First Look
New Research and Ideas, September 4, 2018
action against banks they deemed "too big to fail." Regulators around the world stepped in to increase capital requirements while the U.S. government passed the Dodd-Frank bill, which improved transparency and accountability,... View Details
Keywords: Dina Gerdeman
- 07 Dec 2010
- First Look
First Look: Dec. 7
Levitt on CFTC Chairman Brooksley Born's 1998 efforts to consider regulating the OTC derivative market. It also provides a summary of the aspects of the 2010 Dodd-Frank Act that regulate these derivatives. Purchase this... View Details
Keywords: Sean Silverthorne
- 17 Jan 2012
- First Look
First Look: January 17
purchased by Fannie Mae or Freddie Mac. It argues that there will be a third tier of home mortgages created by the provisions of the Dodd-Frank Act establishing special rules for qualified residential mortgages. Working... View Details
Keywords: Sean Silverthorne