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Publications

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  • All HBS Web  (960)
    • News  (160)
    • Research  (710)
    • Multimedia  (1)
  • Faculty Publications  (280)

Show Results For

  • All HBS Web  (960)
    • News  (160)
    • Research  (710)
    • Multimedia  (1)
  • Faculty Publications  (280)
← Page 27 of 960 Results →
  • 03 Apr 2019
  • Book

Fintech's Game-Changing Opportunities for Small Business

Regulation: What are the hurdles? Mills: In the book, I have two chapters on regulation. Often people find regulation boring, but we are at a critical juncture. Decisions we make over the next several years will influence large parts of... View Details
Keywords: by Martha Lagace; Financial Services; Financial Services
  • 29 Jan 2010
  • News

Back to Glass-Steagall?

collateralized debt obligations or derivatives, that contributed mightily to the financial market meltdown in 2008. So the question arises, would the Volker Rule really prevent another financial crisis? HBS... View Details
Keywords: Roger Thompson; Securities, Commodities, and Other Financial Investments; Securities, Commodities, and Other Financial Investments; Securities, Commodities, and Other Financial Investments
  • 01 Jun 2009
  • News

Too Big To Fail

moral hazard in the financial system to an entirely new level,” he warns. But Moss has a fix: The federal government should slap tough new regulations on all firms that pose “systemic risk” — the risk that a... View Details
Keywords: Roger Thompson; federal bailouts; Credit Intermediation and Related Activities; Finance
  • 05 May 2003
  • Research & Ideas

What It Takes to Restore Trust in Business

more difficult than anyone would wish. According to Mills, who offered the closing comments at the Restoring Confidence in American Business conference held at Harvard Business School on April 21, which drew about 350 attendees, it is clear that View Details
Keywords: by Martha Lagace; Financial Services
  • 01 Jun 2010
  • News

Paulson Advocates Regulatory Reform

institution should be too big to fail,” he added. But regulation alone is not enough. Said Paulson, “We need a combination of regulation and market discipline,” an attribute in short supply in the run-up to... View Details
Keywords: federal bailouts; Funds, Trusts, and Other Financial Vehicles; Funds, Trusts, and Other Financial Vehicles; Funds, Trusts, and Other Financial Vehicles; Funds, Trusts, and Other Financial Vehicles
  • 22 Sep 2014
  • Op-Ed

Online Banks Fill Funding Needs for Small Business

always been alternative forms of loan capital available, including credit unions, Community Development Financial Institutions (CDFIs), merchant cash advances, equipment leasing and factoring products. “Alternative players have the... View Details
Keywords: by Karen Mills; Financial Services; Financial Services
  • 18 Oct 2004
  • Research & Ideas

The Bias of Wall Street Analysts

developments. His work examines how "sell-side financial analysts incorporate accounting information in their earnings forecasts, common stock valuations, and investment recommendations." He also analyzes management reporting of... View Details
Keywords: by Ann Cullen; Financial Services
  • 01 Sep 2009
  • News

How to Fix Wall Street

rules and oversight, they are driving up reliance on regulation far beyond anything that is rationally sustainable and, in the process, generating new risks. If we truly want to prevent another financial... View Details
Keywords: Lynn Paine; Colleges, Universities, and Professional Schools; Educational Services; Finance; Management, Scientific, and Technical Consulting Services; Professional Services
  • 07 Dec 2015
  • Research & Ideas

The Rise of Personalized Entrepreneurial Finance and Other VC Trends

of time the Securities and Exchange Commission (SEC) has spent trying to write the regulations around it. The SEC wants to encourage individuals to make investment decisions, but they don’t want to open the door for scammers. At the same... View Details
Keywords: Re: Josh Lerner; Financial Services; Financial Services
  • 01 Mar 2024
  • News

The Exchange: Takeaways from the Takedown

from conveying false information. FTX’s balance sheet revealed several false and misleading facts. One of the reasons regulators mandate regular disclosures of financial facts is to force firms to be... View Details
Keywords: Jen McFarland Flint; Securities, Commodities, and Other Financial Investments; Securities, Commodities, and Other Financial Investments
  • 01 Jun 2011
  • News

What’s after Fannie and Freddie?

participants will end up with the right level of risk taking, so regulation is important. There are also periods of crisis, like the one we just experienced, when financial markets generally break down. And... View Details
Keywords: Roger Thompson; Credit Intermediation and Related Activities; Finance
  • Profile

Maurice Taylor

from those motivations and fears. The reality is, a strong financial system requires the best and the brightest to develop appropriate regulations – not just for the good of the United States, but for the... View Details
  • 06 Dec 2021
  • News

Truth Be Told

whistleblower incentives; it isn’t a reward. Is there abuse of these statutes? Dey: The debate is about whether it is frivolous, disgruntled employees going to regulators for financial motives, or whether... View Details
Keywords: April White; Corporate, Subsidiary, and Regional Managing Offices; Management
  • 09 Apr 2024
  • News

To Serve and Protect the Markets

Every day, in her role as the director of the Atlanta Regional Office of the Securities and Exchange Commission (SEC), Nekia Hackworth Jones (MBA 2004) stands in the breach between the $100 trillion in securities traded on U.S. equity markets and the bad actors who... View Details
Keywords: Margie Kelley

    Hüsnü Özyeğin

    Keywords: Financial Services
    • Student-Profile

    Talia Gillis

    complex situations led me to become a doctoral student at Harvard Law School. Focusing on consumer financial regulation it became clear that to address the questions I was interested in I needed the... View Details
    • 05 Jul 2017
    • Research & Ideas

    Are Stockbrokers Illegally Leaking Confidential Information to Favored Clients?

    institution, indicating that the brokers might know that a leak might negatively affect investors. Where are the regulators? If brokers are engaging in illicit activity, why haven’t regulators noticed? “For the same reason that many... View Details
    Keywords: by Carmen Nobel; Financial Services
    • 01 Sep 2010
    • News

    Noted & Quoted

    also be a statutory cap on leverage, a maximum speed limit, if you will, that regulators can’t loosen.” — HBS professor David Moss commenting on the need for financial reform legislation to place limits on... View Details
    Keywords: Securities, Commodities, and Other Financial Investments; Securities, Commodities, and Other Financial Investments; Securities, Commodities, and Other Financial Investments; Securities, Commodities, and Other Financial Investments
    • 31 Aug 2009
    • Research & Ideas

    Why Competition May Not Improve Credit Rating Agencies

    In the run-up to the global financial crisis, credit rating agencies gave high marks to such risky financial vehicles as collateralized debt obligations, which few people understood. It has been argued that... View Details
    Keywords: by Martha Lagace; Financial Services
    • Fast Answer

    Stock market capitalization: exchanges, industries, countries

    Where can I find stock market capitalization for an exchange, index or country? Global Financial Data World Development Indicators Select... View Details
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