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Publications

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  • 01 Apr 2002
  • News

Urban Evolution - HBS Research on the Inner City

it's something new; financial institutions are worried about losing money; the federal government is concerned about compliance problems associated with designing a new system to serve so many people; the lawyers are worried about SEC... View Details
Keywords: Paul Grogan; Peter Tufano; David Crockett; Diana Barrett; Real Estate
  • 16 May 2017
  • First Look

First Look at New Ideas and Research, May 16

Beacon, a proposal to spin off most of GE Capital to GE shareholders, and Project Hubble, a proposal to sell off GE Capital in parts. A third document sketched out the implications should GE “stay the course” on its present strategy: a continued, massive build-up of... View Details
Keywords: Re: Multiple Faculty
  • 23 Mar 2010
  • First Look

First Look: March 23

efforts that might warrant a reduction in regulatory scrutiny. We find voluntary disclosure to be associated with improvements in regulatory compliance and environmental performance, indicating that self-reporting is associated with... View Details
Keywords: Martha Lagace
  • 01 Jun 2010
  • News

M.I.A. Boards

company; evaluate the performance of senior managers; set executive compensation; approve key strategic and financial decisions; nominate candidates for shareholders to elect as directors; and ensure the company’s integrity, sustainability, and View Details
Keywords: John Gillespie;David Zweig; Finance
  • 06 Feb 2018
  • First Look

First Look at New Research and Ideas: February 6, 2018

Quasi-Experiment By: Israeli, Ayelet Abstract—This paper investigates a manufacturer’s ability to influence compliance rates among its authorized online retailers by exploiting changes in the Minimum Advertised Price (MAP) policy and in... View Details
  • 14 Apr 2015
  • First Look

First Look: April 14

continuing compliance with evolving laws and regulations? Will its rapid growth be sustainable? Purchase this case: https://cb.hbsp.harvard.edu/cbmp/product/315027-PDF-ENG Harvard Business School Case 315-028 Legal Hazards of Product... View Details
Keywords: Sean Silverthorne
  • 28 May 2008
  • First Look

First Look: May 28, 2008

manufacturing compliance services company to the U.K. and Europe. He has to decide whether to hire Wayne Snelgrove and how to define the scope of his responsibilities. Purchase the case:... View Details
Keywords: Martha Lagace
  • 04 Dec 2012
  • First Look

First Look: December 4

studies of adherence to labor codes of conduct to determine what combination of institutional conditions promotes compliance with the global labor standards embodied in codes. We find that these private transnational governance tools are... View Details
Keywords: Carmen Nobel
  • 19 May 2014
  • Research & Ideas

Why Companies Should Compete for Your Privacy

process for consumers to inform online services that they do not wish their activities to be tracked, yet compliance is voluntary and major industry players have not adhered to the initiative or dropped out over time. Online services... View Details
Keywords: by Dina Gerdeman; Consumer Products
  • 18 Oct 2011
  • First Look

First Look: October 18

undermine Hong Kong's position as a financial center in the long-term. Hong Kong's position as a global financial powerhouse was due in part to its rigorous emphasis on compliance and enforcement-allowing companies to report under Chinese... View Details
Keywords: Sean Silverthorne
  • 11 Aug 2009
  • First Look

First Look: August 11, 2009

might warrant a reduction in regulatory scrutiny. We find that voluntary disclosures are associated with improvements in regulatory compliance and environmental performance, indicating that self-reporting is associated with effective... View Details
Keywords: Martha Lagace
  • 29 Oct 2013
  • First Look

First Look: October 29

as Compliance Experts, Engaged Toolmakers, or Technical Champions, depending on the communicability of the tools and on the extent to which the experts are involved in practices related to those tools. Our study contributes to the... View Details
Keywords: Sean Silverthorne
  • 26 Feb 2008
  • First Look

First Look: February 26, 2008

summaries of past environmental performance. In addition, firms with more KLD concerns have slightly, but statistically significantly, more pollution and regulatory compliance violations in later years. KLD environmental strengths, in... View Details
Keywords: Martha Lagace
  • 11 Apr 2018
  • Research & Ideas

Sexual Harassment: What Employers Should Do Now

by the Bunch: Evaluating Job Candidates in Groups A Company’s Evolving View of Gender Equity In the Wake of #MeToo, Should Corporate Boards Hire Compliance Officers? What do you think? How should organizations respond to sexual... View Details
Keywords: by Dina Gerdeman
  • 22 Apr 2008
  • First Look

First Look: April 22, 2008

their employers on the one hand, and the decision makers and their employers on the other. GLG CEO Alexander Saint-Amand needed to assess both whether the compliance mechanisms in place were adequate for all parties, and if so, how or... View Details
Keywords: Martha Lagace
  • 07 Jul 2009
  • First Look

First Look: July 7

studies from my ongoing research program on the evolution of the role of the CRO. I outline and illustrate four major roles that senior risk officers may fulfill: compliance champion, modeling expert, strategic controller, and strategic... View Details
Keywords: Martha Lagace
  • 01 Jun 2022
  • News

June 2022 Alumni and Faculty Books

levels of punishment and their enforcement against corporations and individuals. Organizations face pressure to design and implement effective ethics and compliance programs. As a result, businesses and businesspeople are increasingly... View Details
Keywords: Publishing Industries (except Internet); Information
  • 08 Dec 2015
  • First Look

December 8, 2015

era to those of today. Next, we explain why transparency is desirable, even if full compliance is not achieved. We then outline the obstacles—both psychological and institutional—to comprehensive reporting. We go on to discuss possible... View Details
Keywords: Sean Silverthorne
  • 10 Apr 2018
  • First Look

First Look at New Research, April 10, 2018

Case 318-079 Apple: Privacy vs. Safety (B) This case supplements “Apple: Privacy vs. Safety (A),” covering select events in 2017, including a mass shooting in which U.S. law enforcement was not able to access the shooter’s encrypted iPhone; and Apple’s View Details
Keywords: Sean Silverthorne
  • 24 Feb 2009
  • First Look

First Look: February 24, 2009

are focusing considerable attention on the concept of "corporate social responsibility" (CSR), particularly in the realm of environmental protection. Beyond complete compliance with environmental regulations, do firms have... View Details
Keywords: Martha Lagace