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Publications

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Filter Results: (270) Arrow Down Arrow Up

Show Results For

  • All HBS Web  (270)
    • News  (64)
    • Research  (164)
    • Multimedia  (1)
  • Faculty Publications  (85)

Show Results For

  • All HBS Web  (270)
    • News  (64)
    • Research  (164)
    • Multimedia  (1)
  • Faculty Publications  (85)
← Page 2 of 270 Results →
  • September 7, 2011
  • Article

A Campaign Finance Job for the SEC

By: John C. Coates and Taylor Lincoln
Citation
Related
Coates, John C., and Taylor Lincoln. "A Campaign Finance Job for the SEC." Washington Post (September 7, 2011), A19.
  • 18 Sep 2017
  • News

Rethinking Regulatory Capture at the SEC

  • 2015
  • Working Paper

Politically Connected Firms and SEC Comment Letters

By: Jonas Heese, Mozaffar Khan and Karthik Ramanna
Citation
Related
Heese, Jonas, Mozaffar Khan, and Karthik Ramanna. "Politically Connected Firms and SEC Comment Letters." Working Paper, October 2015.

    The U.S. Needs an SEC for Its Health Care System

    The U.S. health care system suffers from a lack of transparency. Employers, insurers and individual consumers pay varying prices for treatments, drugs and digital information... View Details
    • 17 Jun 2013
    • News

    The SEC Gets Money-Fund Reform Half Right

    • August 2003
    • Case

    SEC Proposal for Nomination of Directors by Shareholders

    By: Jay W. Lorsch and Ashley Robertson
    Describes the U.S. Securities and Exchange Commission's 2003 proposal to allow shareholders to nominate a "short slate" of directors for the board of listed companies. Includes comment letters for and against the proposal. View Details
    Keywords: Corporate Governance; Management Teams; Business and Shareholder Relations; United States
    Citation
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    Lorsch, Jay W., and Ashley Robertson. "SEC Proposal for Nomination of Directors by Shareholders." Harvard Business School Case 404-048, August 2003.
    • 02 Apr 2021
    • Video

    U.S. College Conference Series: The SEC at HBS

    • 03 Sep 2020
    • Op-Ed

    Why American Health Care Needs Its Own SEC

    Commission. Why health care needs an SEC equivalent For more than eight decades, the SEC has brought transparency to the financial system, policing the market to ensure robust disclosure that complies with... View Details
    Keywords: by Regina E. Herzlinger; Health
    • 20 Sep 2020
    • News

    Buyout groups blasted at SEC meeting for ‘misleading numbers’

    • 23 Mar 2021

    U.S. College Conference Series: The SEC at HBS

    Join us to learn more about the Harvard Business School MBA Program. This event will feature a panel of current HBS MBA students who graduated from universities in the Southeastern Conference. View Details
    • 24 Feb 2022
    • News

    Want to Prevent the Next Hospital Bed Crisis? Enlist the SEC

    • October 2024 (Revised February 2025)
    • Case

    SEC vs. AT&T: The Controversy over Phone Call Disclosures

    By: Yuan Zou and Tim Gray
    Citation
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    Zou, Yuan, and Tim Gray. "SEC vs. AT&T: The Controversy over Phone Call Disclosures." Harvard Business School Case 125-060, October 2024. (Revised February 2025.)
    • Article

    SEC Cops Patrol the Wrong Beat on Shell Registration

    By: Samuel Hayes and Joseph Auerbach
    Citation
    Related
    Hayes, Samuel, and Joseph Auerbach. "SEC Cops Patrol the Wrong Beat on Shell Registration." Wall Street Journal (November 13, 1984).
    • 07 Jan 2013
    • News

    SEC probes Ernst & Young over audit client lobbying

    • 20 Aug 2020
    • News

    The U.S. Needs an SEC for its Health Care System

    • February 2025
    • Teaching Note

    SEC vs. AT&T: The Controversy over Phone Call Disclosures

    By: Yuan Zou
    Teaching Note for HBS Case No. 125-060. View Details
    Citation
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    Zou, Yuan. "SEC vs. AT&T: The Controversy over Phone Call Disclosures." Harvard Business School Teaching Note 125-080, February 2025.
    • April 17, 2023
    • Article

    Crypto-Influencers Give Poor Investment Advice—and the SEC Is Taking Notice

    By: Joseph Pacelli
    Keywords: Cryptocurrency; Power and Influence; Investment; Governing Rules, Regulations, and Reforms; Investment Return; Consumer Behavior
    Citation
    Read Now
    Related
    Pacelli, Joseph. "Crypto-Influencers Give Poor Investment Advice—and the SEC Is Taking Notice." Promarket (April 17, 2023).
    • April 17, 2001
    • Article

    SEC 2000 10-K Accounting Deficiency Review Step-Up and Focus Highlighted

    By: David F. Hawkins
    Keywords: Governance; Accounting
    Citation
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    Related
    Hawkins, David F. "SEC 2000 10-K Accounting Deficiency Review Step-Up and Focus Highlighted." Accounting Bulletin, no. 97 (April 17, 2001).
    • Article

    The Effect of Enforcement Transparency: Evidence from SEC Comment-Letter Reviews

    By: Jonas Heese, Miguel Duro and Gaizka Ormazabal
    Citation
    Read Now
    Related
    Heese, Jonas, Miguel Duro, and Gaizka Ormazabal. "The Effect of Enforcement Transparency: Evidence from SEC Comment-Letter Reviews." Harvard Law School Forum on Corporate Governance (June 18, 2018).
    • 06 Sep 2011
    • News

    Carlyle Group files SEC documents so it can go public

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