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  • All HBS Web  (589)
    • News  (55)
    • Research  (448)
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Show Results For

  • All HBS Web  (589)
    • News  (55)
    • Research  (448)
    • Events  (4)
    • Multimedia  (7)
  • Faculty Publications  (312)
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  • 19 Oct 2015
  • Research & Ideas

Business Research that Makes for Smarter Public Policy

research to help address. EPA senior attorney-advisor Jon Silberman says he attended with potential research questions related to the agency’s Next Generation Compliance initiative, which aims to take advantage of new tools and... View Details
Keywords: by Michael Blanding
  • 10 Jun 2014
  • First Look

First Look: June 10

build an informal network of relationships with executives and business managers, which allowed them to resist being stereotyped as either compliance champions or business partners. Instead they created and shaped the perception of their... View Details
Keywords: Sean Silverthorne
  • 02 Sep 2014
  • First Look

First Look: September 2

sustainability moving from the Compliance to the Efficiency and then to the Innovation stage. However, we also document a decentralization of decision rights from the CSO to different functions, largely driven by sustainability strategies... View Details
Keywords: Sean Silverthorne
  • 14 Apr 2015
  • First Look

First Look: April 14

continuing compliance with evolving laws and regulations? Will its rapid growth be sustainable? Purchase this case: https://cb.hbsp.harvard.edu/cbmp/product/315027-PDF-ENG Harvard Business School Case 315-028 Legal Hazards of Product... View Details
Keywords: Sean Silverthorne
  • 28 May 2008
  • First Look

First Look: May 28, 2008

manufacturing compliance services company to the U.K. and Europe. He has to decide whether to hire Wayne Snelgrove and how to define the scope of his responsibilities. Purchase the case:... View Details
Keywords: Martha Lagace
  • 19 Jul 2016
  • First Look

July 19, 2016

external compliance pressure in their domestic institutional environment, when their buyers take a cooperative approach to monitoring, and when their auditors are highly trained. We find, further, that a cooperative approach to monitoring... View Details
Keywords: Sean Silverthorne
  • 29 Oct 2013
  • First Look

First Look: October 29

as Compliance Experts, Engaged Toolmakers, or Technical Champions, depending on the communicability of the tools and on the extent to which the experts are involved in practices related to those tools. Our study contributes to the... View Details
Keywords: Sean Silverthorne
  • April 2022 (Revised August 2022)
  • Case

Conflicts of Interest at Uptown Bank

By: Jonas Heese
In 2013, two employees debated whether to blow the whistle on their employer, Bell Bank, after completing an internal review that revealed undisclosed conflicts of interest. Bell Bank’s Asset Management business disproportionately invested clients’ money in Bell Bank’s... View Details
Keywords: Whistleblower; Whistleblowing; Mutual Funds; Conflicts Of Interest; Decision Making; Decisions; Judgments; Ethics; Moral Sensibility; Values and Beliefs; Finance; Financial Institutions; Banks and Banking; Financial Management; Investment; Investment Funds; Governance; Corporate Accountability; Corporate Disclosure; Corporate Governance; Governance Compliance; Governance Controls; Policy; Law; Legal Liability; Social Psychology; Motivation and Incentives; Perception; Perspective; Trust; Financial Services Industry; North and Central America; United States
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Heese, Jonas. "Conflicts of Interest at Uptown Bank." Harvard Business School Case 122-022, April 2022. (Revised August 2022.)
  • March 2012
  • Background Note

Managing the Layoff Process: France

By: Sandra J. Sucher
This note is an overview of the context for managing layoffs in France. It describes the legal responsibilities of managers in conducting layoffs, recent unemployment trends, and the financial, health, training, job placement, and other benefits that laid-off employees... View Details
Keywords: Job Cuts and Outsourcing; Resignation and Termination; Compensation and Benefits; Ethics; Management; Employees; Governance Compliance; France
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Sucher, Sandra J. "Managing the Layoff Process: France." Harvard Business School Background Note 612-083, March 2012.
  • 14 Jul 2015
  • First Look

First Look: July 14, 2015

a palliative care program. Purchase this case: https://cb.hbsp.harvard.edu/cbmp/product/615052-PDF-ENG Harvard Business School Case PEL-073 Between Compliance and Support: The Role of the Commonwealth in District Takeovers No abstract... View Details
Keywords: Sean Silverthorne
  • 14 Dec 2011
  • Research & Ideas

The New Measures for Improving Nonprofit Performance

orient new staff more quickly and thoroughly, and how to optimize caseworker compliance with data-gathering goals and objectives. The fact that Roca is even aware of sophisticated issues like the impact of consistency and service delivery... View Details
Keywords: by Julia Hanna
  • 07 Jul 2009
  • First Look

First Look: July 7

studies from my ongoing research program on the evolution of the role of the CRO. I outline and illustrate four major roles that senior risk officers may fulfill: compliance champion, modeling expert, strategic controller, and strategic... View Details
Keywords: Martha Lagace
  • 22 Sep 2003
  • Research & Ideas

When Protestors Knock at Your Door

shareholder meetings to attacking (through Web sites, posters, postcards, etc.) company leaders. Q: You suggest that analyzing non-financial costs of capitulation versus compliance could expand research on the impact of NGOs. Where will... View Details
Keywords: by Cynthia Churchwell
  • 25 Apr 2018
  • Research & Ideas

We May Have Taken Too Much Credit for Easing Workplace Segregation

balance? Collecting more race-related data on employees might be a good start, the authors say. Between 1966 and 1983, to track compliance with the Civil Rights Act, the EEOC began collecting data on the racial makeup of firms with 50 or... View Details
Keywords: by Dina Gerdeman
  • 08 Oct 2014
  • Research & Ideas

Who Is the Chief Sustainability Officer?

possible to the corporate areas where sustainability can produce value for the company. Initially, CSOs need to work with company officials who oversee compliance and issues. As sustainability goals become more ambitious, the areas where... View Details
Keywords: by Dina Gerdeman; Manufacturing
  • 18 Jun 2007
  • Op-Ed

Leveling the Executive Options Playing Field

payoffs to investors and tax authorities, can lower compliance costs of the corporate tax, and can allow for a lower corporate tax rate on a wider base. Concerns over greater alignment between tax and financial accounting are important... View Details
Keywords: by Mihir Desai
  • 22 Nov 2016
  • First Look

November 22, 2016

https://www.hbs.edu/faculty/Pages/item.aspx?num=50058 Fall 2016 Administrative & Regulatory Law News The Integrity of Private Third-party Compliance Monitoring By: Short, Jodi L., and Michael W. Toffel Abstract—Government agencies are... View Details
Keywords: Sean Silverthorne
  • 13 Jan 2009
  • First Look

First Look: January 13, 2009

apparatus of the organizations. Many of the concepts and ideas in this traditional model are shaped by a long history of governance failure and organizational pathology. It suffices as a solution to the challenge of meeting legal View Details
Keywords: Martha Lagace
  • 10 Apr 2018
  • First Look

First Look at New Research, April 10, 2018

Case 318-079 Apple: Privacy vs. Safety (B) This case supplements “Apple: Privacy vs. Safety (A),” covering select events in 2017, including a mass shooting in which U.S. law enforcement was not able to access the shooter’s encrypted iPhone; and Apple’s View Details
Keywords: Sean Silverthorne
  • 24 Feb 2009
  • First Look

First Look: February 24, 2009

are focusing considerable attention on the concept of "corporate social responsibility" (CSR), particularly in the realm of environmental protection. Beyond complete compliance with environmental regulations, do firms have... View Details
Keywords: Martha Lagace
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