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  • All HBS Web  (5,885)
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  • All HBS Web  (5,885)
    • People  (7)
    • News  (1,256)
    • Research  (3,240)
    • Events  (79)
    • Multimedia  (78)
  • Faculty Publications  (2,520)
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  • 20 Feb 2007
  • First Look

First Look: February 20, 2007

Tata & Sons helped revolutionize business practices in India. From instituting the eight-hour work day and paid leave to providing a retirement gratuity, Tata's policies created a standard to which other companies—and eventually... View Details
Keywords: Martha Lagace

    Richard H. Jenrette

    Jenrette founded DLJ in 1959 with Harvard Business School classmates William Donaldson and Dan Lufkin. Under Jenrette’s direction, the firm concentrated on in-depth analysis for institutional investors. In the process, DLJ raised business... View Details
    Keywords: Finance
    • 01 Mar 2011
    • News

    Faculty IXP Taps into Cooperation, Innovation

    In a new twist on the Immersion Experience Program (IXP), HBS professors from units across the School headed west for an all-faculty IXP in early January. Hosted by the University of California’s California Institute for... View Details
    Keywords: Colleges, Universities, and Professional Schools; Educational Services
    • 27 Oct 2014
    • Research & Ideas

    The Coffee Economy That Bloomed Out of Nowhere

    another 30 years," says Lurtz, the Harvard-Newcomen Fellow at Harvard Business School. "How do you build these institutions that you need for market agriculture in a place where maybe there are laws on the books, but there's not much... View Details
    Keywords: by Carmen Nobel; Food & Beverage; Agriculture & Agribusiness
    • 01 Sep 2012
    • News

    An Intellectual Capital: Some Influential HBS Ideas, at a Glance

    Civilization (1933) and Roethlisberger’s Management and the Worker (1939) document. 1948 Research Center in Entrepreneurial History launched at HBS by Harvard economist Joseph Schumpeter and Baker Librarian Arthur Cole. 1953 More than 30 foreign educational View Details
    Keywords: Professor Elton Mayo: Professor Fritz Roethlisberger; George M. Moffett Professor of Agriculture and Business, Professor Emeritus Ray A. Goldberg; Professor Abraham Zaleznik; Professor Alfred Chandler; Professor Michael Porter; Professor Robert S. Kaplan; Professor Michael C. Jensen; Professor C. Roland Christensen; Professor Robert Menton; Colleges, Universities, and Professional Schools; Educational Services
    • 2021
    • Working Paper

    Limits to Bank Deposit Market Power

    By: Juliane Begenau and Erik Stafford
    Claims about the market power of bank deposits in the banking literature are numerous and far reaching. Recently, a causal narrative has emerged in the banking literature: market power in bank deposits, measured as imperfect pass-through of short-term market rates on... View Details
    Keywords: Bank Deposits; Market Power; Net Interest Margin (NIM); Banks and Banking; Interest Rates; Risk and Uncertainty
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    Begenau, Juliane, and Erik Stafford. "Limits to Bank Deposit Market Power." Harvard Business School Working Paper, No. 22-039, November 2021.
    • February 2019
    • Article

    The Market for Financial Adviser Misconduct

    By: Mark Egan, Gregor Matvos and Amit Seru
    We construct a novel database containing the universe of financial advisers in the United States from 2005 to 2015, representing approximately 10% of employment of the finance and insurance sector. We provide the first large-scale study that documents the economy-wide... View Details
    Keywords: Financial Advisors; Brokers; Consumer Finance; Financial Misconduct And Fraud; FINRA; Financial Institutions; Crime and Corruption; Organizational Culture; Personal Finance; Financial Services Industry
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    Egan, Mark, Gregor Matvos, and Amit Seru. "The Market for Financial Adviser Misconduct." Journal of Political Economy 127, no. 1 (February 2019): 233–295.
    • March 2009 (Revised November 2009)
    • Supplement

    Washington Mutual's Covered Bonds Courseware

    By: Daniel Baird Bergstresser, Robin Greenwood and James Quinn
    Washington Mutual issues 6 billion Euro of covered bonds in 2006. The objective of the case is to ask whether these bonds are mispriced in late 2008. The case is set in September 20008, and Washington Mutual is facing considerable distress due to mounting losses on its... View Details
    Keywords: Banks and Banking; Bonds; Education; Information; Banking Industry
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    Bergstresser, Daniel Baird, Robin Greenwood, and James Quinn. "Washington Mutual's Covered Bonds Courseware." Harvard Business School Spreadsheet Supplement 209-724, March 2009. (Revised November 2009.)
    • January 2008 (Revised April 2008)
    • Teaching Note

    Pilgrim Bank (B): Customer Retention (TN)

    By: Frances X. Frei and Dennis Campbell
    Teaching Note for [602095]. View Details
    Keywords: Customers; Banks and Banking; Customer Focus and Relationships; Banking Industry
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    Frei, Frances X., and Dennis Campbell. "Pilgrim Bank (B): Customer Retention (TN)." Harvard Business School Teaching Note 608-116, January 2008. (Revised April 2008.)
    • Article

    The Collapse of First Executive Corporation: Junk Bonds, Adverse Publicity, and the Run on the Bank Phenomenon

    By: S. C. Gilson, H. DeAngelo and L. DeAngelo
    In April 1991, regulators seized the major subsidiaries of First Executive Corporation (FE), an insurer that invested heavily in junk bonds. During the junk bond market turmoil of 1989–1990, adverse publicity fueled a bank run at FE, forcing a $4 billion portfolio... View Details
    Keywords: Business Ventures; Bonds; Banks and Banking
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    Gilson, S. C., H. DeAngelo, and L. DeAngelo. "The Collapse of First Executive Corporation: Junk Bonds, Adverse Publicity, and the Run on the Bank Phenomenon." Journal of Financial Economics 36, no. 3 (December 1994): 287–336.
    • October 1999 (Revised May 2001)
    • Background Note

    Japanese Financial System, The: From Postwar to the New Millennium

    Describes the development of the Japanese financial system, from extensive regulation and fund allocation through administrative guidance in the 1950s to the banking crisis and legal and structural reorganization in the 1990s. Special emphasis is on the processes of... View Details
    Keywords: Sovereign Finance; Financial Markets; Banks and Banking; Japan
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    Schaede, Ulrike. "Japanese Financial System, The: From Postwar to the New Millennium." Harvard Business School Background Note 700-049, October 1999. (Revised May 2001.)
    • November 1977
    • Article

    An Application of Management Science to Bank Borrowing Strategies

    By: D. B. Crane, Frederick Knoop and William Pettigrew
    Keywords: Management; Banks and Banking; Borrowing and Debt; Strategy
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    Crane, D. B., Frederick Knoop, and William Pettigrew. "An Application of Management Science to Bank Borrowing Strategies." Interfaces 8, no. 1 (November 1977).
    • February 1997 (Revised March 1998)
    • Case

    European Bank for Reconstruction and Development in 1997, The: Defining a Market Exit Strategy

    By: Michael Y. Yoshino and Carin-Isabel Knoop
    Keywords: Banks and Banking; Market Entry and Exit; Strategy; Banking Industry; Europe
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    Yoshino, Michael Y., and Carin-Isabel Knoop. "European Bank for Reconstruction and Development in 1997, The: Defining a Market Exit Strategy." Harvard Business School Case 397-092, February 1997. (Revised March 1998.)
    • June 2000
    • Article

    What Do A Million Observations on Banks Say About the Transmission of Monetary Policy?

    Keywords: Banks and Banking; Communication; Money; Policy; Banking Industry
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    Kashyap, Anil, and Jeremy Stein. "What Do A Million Observations on Banks Say About the Transmission of Monetary Policy?" American Economic Review 90, no. 3 (June 2000).
    • March 2014
    • Teaching Note

    Barclays Bank and Contingent Capital Notes, 2012

    By: Lucy White
    In 2012, regulatory changes following the financial crisis mean that Barclays Bank is faced with the need to raise large amounts of capital in order to comply with increased capital requirements, tightening rules as to the "quality of capital," and increased risk... View Details
    Keywords: Capital; Financial Crisis; Banks and Banking; Banking Industry
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    White, Lucy. "Barclays Bank and Contingent Capital Notes, 2012." Harvard Business School Teaching Note 214-069, March 2014.
    • spring 1983
    • Article

    A Financial Planning Model for an Analytic Review: The Case of a Savings and Loan Association

    By: Robert S. Kaplan
    Keywords: Finance; Planning; Financing and Loans; Saving; Financial Institutions; Financial Services Industry; Banking Industry
    Citation
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    Kaplan, Robert S. "A Financial Planning Model for an Analytic Review: The Case of a Savings and Loan Association." Auditing (spring 1983): 52–65.
    • December 2005
    • Article

    Functional Change and Bank Strategy in German Corporate Governance.

    By: Dwight B. Crane and Ulrike Schaede
    Keywords: Banks and Banking; Strategy; Corporate Governance; Change; Germany
    Citation
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    Crane, Dwight B., and Ulrike Schaede. "Functional Change and Bank Strategy in German Corporate Governance." International Review of Law and Economics (December 2005).
    • 2006
    • Article

    Historical Environments, Coordination and Consolidation in the U.S. Banking Industry, 1896-2001

    By: Christopher Marquis
    Keywords: Business History; Consolidation; Banks and Banking; Banking Industry; United States
    Citation
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    Marquis, Christopher. "Historical Environments, Coordination and Consolidation in the U.S. Banking Industry, 1896-2001." Academy of Management Annual Meeting Proceedings (2006). (full version.)
    • Forthcoming
    • Article

    Public Disclosure of Private Meetings: Does Observing Peers’ Information Acquisition Affect Analysts’ Attention Allocation?

    By: Yi Ru, Ronghuo Zheng and Yuan Zou
    We investigate the impact of observing peers’ information acquisition on financial analysts’ allocation of attention. Using the timely disclosure mandate by the Shenzhen Stock Exchange as a setting, we find that, shortly after analysts observe that a firm has been... View Details
    Keywords: Corporate Disclosure; Information; Financial Institutions; Accounting; Financial Markets; Financial Services Industry; China
    Citation
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    Ru, Yi, Ronghuo Zheng, and Yuan Zou. "Public Disclosure of Private Meetings: Does Observing Peers’ Information Acquisition Affect Analysts’ Attention Allocation?" Journal of Accounting Research (forthcoming). (Pre-published online March 3, 2025.)
    • 2025
    • Working Paper

    Bank Capital and the Growth of Private Credit

    By: Sergey Chernenko, Robert Ialenti and David Scharfstein
    We show that business development companies (BDCs), a significant source of private credit, are very well capitalized according to bank capital frameworks. These types of private credit funds have median risk-based capital ratios of about 36%, which is 26 percentage... View Details
    Keywords: Financing and Loans; Capital; Credit; Financial Institutions
    Citation
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    Chernenko, Sergey, Robert Ialenti, and David Scharfstein. "Bank Capital and the Growth of Private Credit." Working Paper, June 2025.
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