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    • News  (22)
    • Research  (340)
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Show Results For

  • All HBS Web  (404)
    • News  (22)
    • Research  (340)
    • Events  (1)
    • Multimedia  (2)
  • Faculty Publications  (240)
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  • 20 Nov 2012
  • First Look

First Look: November 20

reward firms for practices that go above and beyond the requirements of the law. "Self-policing" programs adopted by several agencies shift the burden of monitoring regulatory compliance and reporting noncompliance from the... View Details
Keywords: Sean Silverthorne
  • 18 Feb 2009
  • First Look

First Look: February 18, 2009

Chairman and CEO of KPMG, the firm made a number of changes in compensation, governance, and culture in order to address the underlying reasons for actions that occurred prior to him becoming CEO that led to the accounting giant paying $456 million to the federal View Details
Keywords: Martha Lagace
  • July/August 2004
  • Article

Stakeholders and Environmental Management Practices: An Institutional Framework

By: Magali Delmas and Michael W. Toffel
Despite burgeoning research on companies' environmental strategies and environmental management practices, it remains unclear why some firms adopt environmental management practices beyond regulatory compliance. This paper leverages institutional theory by proposing... View Details
Keywords: Strategy; Management Practices and Processes; Environmental Management; Adoption; Business and Stakeholder Relations; Organizational Structure; Factories, Labs, and Plants; Competition; Framework; Governance Compliance; Governing Rules, Regulations, and Reforms
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Delmas, Magali, and Michael W. Toffel. "Stakeholders and Environmental Management Practices: An Institutional Framework." Business Strategy and the Environment 13, no. 4 (July/August 2004): 209–222.
  • March 2015
  • Case

Tough Choices at the Gomez Lobster Cooperative

By: Rebecca Henderson and Amram Migdal
This case is designed to be used with HBS Note: Industry Self-Regulation: Sustaining the Commons in the 21st Century, HBS No. 315-074. View Details
Keywords: Governance Compliance
Citation
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Henderson, Rebecca, and Amram Migdal. "Tough Choices at the Gomez Lobster Cooperative." Harvard Business School Case 315-105, March 2015.
  • 06 Mar 2007
  • First Look

First Look: March 6, 2007

Self-Policing in the Shadow of the Regulator Authors:Jodi L. Short and Michael W. Toffel Abstract As part of a recent trend toward more cooperative relations between regulators and industry, novel government programs are encouraging firms... View Details
Keywords: Martha Lagace
  • 20 Jan 2016
  • Research & Ideas

Maybe Uber isn't God's Gift to Mankind

own drivers). Uber routinely frustrates regulators as much as it pleases consumers. It has fielded cease and desist orders from governments all over the world, often continuing operation even when ordered to stop. Yet venture capitalists... View Details
Keywords: by Carmen Nobel; Transportation; Insurance
  • 16 Sep 2008
  • First Look

First Look: September 16, 2008

regulatory programs are encouraging firms to police their own regulatory compliance and voluntarily disclose, or "confess" the violations they find. Despite the "win-win" rhetoric surrounding these View Details
  • 24 Feb 2006
  • Conference Presentation

Turning Themselves In: Why Some Firms Self-disclose Regulatory Violations

By: Michael W. Toffel
Keywords: Governance Compliance; Corporate Governance
Citation
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Toffel, Michael W. "Turning Themselves In: Why Some Firms Self-disclose Regulatory Violations." Paper presented at the Conference on Institutional Mechanisms for Industry Self-Regulation, February 24, 2006.
  • 02 Sep 2014
  • First Look

First Look: September 2

such rifts, language training must include cross-cultural education. Publisher's link: http://hbr.org/2014/09/whats-your-language-strategy/ar/1 September 2014 Journal of Environmental Economics and Management Government Green Procurement... View Details
Keywords: Sean Silverthorne
  • July 2021 (Revised February 2022)
  • Technical Note

RegTech: A New Way to Manage Risks

By: Aiyesha Dey, Jonas Heese and James Barnett
A note on regulatory technology (RegTech) describing its evolution, use cases, and the competitive environment in 2021. View Details
Keywords: Regulatory Technology; Change; Financial Management; Governance Compliance; Governance Controls; Technology; Banking Industry; Financial Services Industry; Technology Industry
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Dey, Aiyesha, Jonas Heese, and James Barnett. "RegTech: A New Way to Manage Risks." Harvard Business School Technical Note 122-004, July 2021. (Revised February 2022.)
  • 14 Dec 2011
  • Research & Ideas

The New Measures for Improving Nonprofit Performance

Participation, Pluralism, and Public Ethics. Ebrahim teaches the required MBA course Leadership and Organizational Behavior, and chairs the Executive Education program Governing for Nonprofit Excellence. Q: Mario, tell us about Venture... View Details
Keywords: by Julia Hanna
  • 14 May 2019
  • Research & Ideas

Ethics Bots and Other Ways to Move Your Code of Business Conduct Beyond Puffery

report violations when they observe them, so they are actually violating their ethics code by not reporting violations,” Soltes says. Companies have good reason to try and change that. For starters, firms that have an effective compliance... View Details
Keywords: by Michael Blanding
  • 16 Feb 2007
  • Conference Presentation

Coming Clean...and Cleaning Up? Examining the Effects of Self-Policing

By: Michael W. Toffel
Keywords: Outcome or Result; Governance Compliance
Citation
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Toffel, Michael W. "Coming Clean...and Cleaning Up? Examining the Effects of Self-Policing." Paper presented at the Conference on Institutional Foundations for Industry Self-Regulation, February 16, 2007.
  • Mar 2007 - 8 Mar 2007
  • Conference Presentation

Coming Clean...and Cleaning Up? Examining the Effects of Self-Policing

By: Michael W. Toffel
Keywords: Outcome or Result; Governance Compliance
Citation
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Toffel, Michael W. "Coming Clean...and Cleaning Up? Examining the Effects of Self-Policing." Paper presented at the Mossavar-Rahmani Center for Business and Government Business & Government Seminar Series, John F. Kennedy School of Government, March 2007.
  • September 2012 (Revised March 2013)
  • Teaching Note

Ultimate Fighting Championship: License to Operate (A) & (B) (TN)

By: George Serafeim
The case describes the challenges that Ultimate Fighting Championship faced as a result of regulatory opposition and loss of the license to operate. The genesis of the business idea, the subsequent growth, and the fall of the UFC are described. The case concludes with... View Details
Keywords: Governance Compliance; Ethics; Judgments; Investment; Sports Industry; Entertainment and Recreation Industry; United States
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Serafeim, George. "Ultimate Fighting Championship: License to Operate (A) & (B) (TN)." Harvard Business School Teaching Note 113-034, September 2012. (Revised March 2013.)
  • 2009
  • Article

Adverse Selection in Online 'Trust' Certifications

By: Benjamin Edelman
Widely used online "trust" authorities issue certifications without substantial verification of recipients' actual trustworthiness. This lax approach gives rise to adverse selection: the sites that seek and obtain trust certifications are actually less trustworthy than... View Details
Keywords: Online Technology; Web Sites; Trust; Governance Compliance; Value; Complexity
Citation
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Edelman, Benjamin. "Adverse Selection in Online 'Trust' Certifications." Proceedings of the International Conference on Electronic Commerce (2009): 205–212. (ACM International Conference Proceeding Series.)
  • 18 Mar 2008
  • First Look

First Look: March 18, 2008

and Organization 24, no. 1 (May 2008) Abstract As part of a recent trend toward more cooperative relations between regulators and industry, novel government programs are encouraging firms to monitor their own regulatory View Details
Keywords: Martha Lagace
  • 2006
  • Chapter

Coerced Confessions: How Regulatory Deterrence Drives Self-Policing

By: Jodi L. Short and Michael W. Toffel
Keywords: Governance Compliance; Corporate Governance; Governing Rules, Regulations, and Reforms
Citation
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Short, Jodi L., and Michael W. Toffel. "Coerced Confessions: How Regulatory Deterrence Drives Self-Policing." In Best Paper Proceedings of the Sixty-fifth Annual Meeting of the Academy of Management, edited by K. Mark Weaver. Academy of Management, 2006. (Winner of Charles H. Levine Award for Best Conference Paper presented by Academy of Management. Previously titled "Turning Themselves In: Why Some Firms Self-disclose Regulatory Violations".)
  • 5 Aug 2007
  • Conference Presentation

Coming Clean...and Cleaning Up? Examining the Effects of Self-Policing

By: Michael W. Toffel
Keywords: Outcome or Result; Governance Compliance
Citation
Related
Toffel, Michael W. "Coming Clean...and Cleaning Up? Examining the Effects of Self-Policing." Paper presented at the Academy of Management Annual Meeting, August 05, 2007.
  • Feb 2007 - 1 Feb 2007
  • Conference Presentation

Coming Clean...and Cleaning Up? Examining the Effects of Self-Policing

By: Michael W. Toffel
Keywords: Outcome or Result; Governance Compliance
Citation
Related
Toffel, Michael W. "Coming Clean...and Cleaning Up? Examining the Effects of Self-Policing." Paper presented at the Harvard Kennedy School Seminar on Environmental Economics and Policy, February 2007.
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