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  • All HBS Web  (1,440)
    • News  (546)
    • Research  (260)
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    • Multimedia  (11)
  • Faculty Publications  (169)

Show Results For

  • All HBS Web  (1,440)
    • News  (546)
    • Research  (260)
    • Events  (1)
    • Multimedia  (11)
  • Faculty Publications  (169)
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  • 2005
  • Working Paper

Can Mutual Fund Managers Pick Stocks? Evidence from Their Trades Prior to Earnings Announcements

By: Malcolm Baker, Lubomir Litov, Jessica Wachter and Jeffrey Wurgler
We consider measures of stock-picking skill of mutual fund managers based on the earnings announcement returns of the stocks that they hold and trade. Relative to standard approaches, this approach focuses on an especially informative subset of the returns data,... View Details
Keywords: Stocks; Asset Management; Business Earnings; Forecasting and Prediction; Competency and Skills
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Baker, Malcolm, Lubomir Litov, Jessica Wachter, and Jeffrey Wurgler. "Can Mutual Fund Managers Pick Stocks? Evidence from Their Trades Prior to Earnings Announcements." NBER Working Paper Series, No. w10685, February 2005. (First Draft in 2004.)
  • Spring 2016
  • Article

Risk Neglect in Equity Markets

By: Malcolm Baker
The link between measures of risk and return within the equity market has been very weak over the past 47 years: in the United States, returns on high-risk stocks have cumulatively fallen short of the returns on low-risk stocks, during a period when the equity market... View Details
Keywords: Asset Allocation; Equity Investment; Behavioral Finance; Private Equity
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Baker, Malcolm. "Risk Neglect in Equity Markets." Journal of Portfolio Management 42, no. 3 (Spring 2016): 12–25.
  • November 2013
  • Supplement

Restructuring at Nova Chemical Corporation (Abridged), Spreadsheet Supplement

By: Malcolm Baker
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Baker, Malcolm. "Restructuring at Nova Chemical Corporation (Abridged), Spreadsheet Supplement." Harvard Business School Spreadsheet Supplement 214-703, November 2013.
  • 25 Oct 2011
  • First Look

First Look: October 25

Course MaterialsMatrix Capital Management (A) Malcolm P. Baker and David LaneHarvard Business School Case 211-017 Ben Balbale, a partner at hedge fund Matrix Capital, must decide whether to exit their... View Details
Keywords: Sean Silverthorne
  • 16 Jan 2007
  • First Look

First Look: January 16, 2007

Baker and Jeffrey Wurgler Periodical:Journal of Economic Perspectives (forthcoming) Abstract Real investors and markets are too complicated to be neatly summarized by a few selected biases and trading... View Details
Keywords: Martha Lagace
  • 2019
  • Working Paper

Rehabilitating Corporate Purpose

By: Malcolm S. Salter
In this paper, I address how the ascendance of the theory of shareholder value maximization into the central consciousness of public corporations and its canonization as the only legitimate expression of corporate purpose has contributed to both a widening breach... View Details
Keywords: Capitalism; Justice; Corporate Purpose; Shareholder Value Maximization; Ethical Reciprocity; Economic Systems; Business Ventures; Mission and Purpose; Ethics; Corporate Social Responsibility and Impact
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Salter, Malcolm S. "Rehabilitating Corporate Purpose." Harvard Business School Working Paper, No. 19-104, April 2019.
  • 2017
  • Working Paper

Optimal Tilts: Combining Persistent Characteristic Portfolios

By: Malcolm Baker, Ryan Taliaferro and Terry Burnham
We examine the optimal weighting of four tilts in US equity markets from 1968 through 2014. We define a “tilt” as a characteristic-based portfolio strategy that requires relatively low annual turnover. This is a continuum, with small size, a very persistent... View Details
Keywords: Risk Anomaly; Beta; Capital Asset Pricing Model; Factor Investing
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Baker, Malcolm, Ryan Taliaferro, and Terry Burnham. "Optimal Tilts: Combining Persistent Characteristic Portfolios." Working Paper, March 2017.
  • September 2006
  • Exercise

Earnings Management Exercise

By: Malcolm P. Baker
Students act as managers or investors. Managers have the ability to manipulate reported earnings, and investors must bid for shares taking this into account. View Details
Keywords: Earnings Management; Value; Stock Shares; Opportunities; Bids and Bidding; Reports
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Baker, Malcolm P. "Earnings Management Exercise." Harvard Business School Exercise 207-034, September 2006.
  • February 2004 (Revised February 2004)
  • Supplement

Dividend Policy at Linear Technology

By: Malcolm P. Baker
Spreadsheet to (9-204-066). Download only. View Details
Keywords: Stocks; Technology Industry
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Baker, Malcolm P. "Dividend Policy at Linear Technology." Harvard Business School Spreadsheet Supplement 204-702, February 2004. (Revised February 2004.)
  • March 2017
  • Other Article

The Program in Corporate Finance

By: Malcolm Baker
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Baker, Malcolm. "The Program in Corporate Finance." NBER Reporter, no. 1 (March 2017).
  • 2005
  • Working Paper

Pseudo Market Timing and Predictive Regressions

By: Malcolm Baker, Ryan Taliaferro and Jeffrey Wurgler
A number of studies claim that aggregate managerial decision variables, such as aggregate equity issuance, have power to predict stock or bond market returns. Recent research argues that these results may be driven by an aggregate time-series version of Schultz's... View Details
Keywords: Managerial Roles; Equity; Market Timing; Financial Instruments; Investment Return; Mathematical Methods
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Baker, Malcolm, Ryan Taliaferro, and Jeffrey Wurgler. "Pseudo Market Timing and Predictive Regressions." NBER Working Paper Series, No. 10823, January 2005. (First Draft in 2004.)
  • August 2022 (Revised October 2022)
  • Case

The Mighty Squirrel Brewery and Taproom

By: Malcolm Baker
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Baker, Malcolm. "The Mighty Squirrel Brewery and Taproom." Harvard Business School Case 223-003, August 2022. (Revised October 2022.)
  • Other Article

Commentary: Is the 'Incredible Shrinking Universe of Stocks' a Bad Thing?

By: Malcolm Baker
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Baker, Malcolm. "Commentary: Is the 'Incredible Shrinking Universe of Stocks' a Bad Thing?" Pensions & Investments (online) (October 20, 2017).
  • November 1994 (Revised May 2002)
  • Case

K-III: A Leveraged Build-Up

By: George P. Baker III, Nicola Bamford and Nicolas Greenspan
Explores the strategy, financing, and governance of a new type of organizational form, dubbed the Leveraged Build-Up by its inventor, Kohlberg, Kravis, Roberts & Co. The company makes leveraged acquisitions of small publishing companies, managing them in a very... View Details
Keywords: Debt Securities; Financial Management; Leveraged Buyouts; Cash Flow; Organizational Structure; Mergers and Acquisitions; Corporate Governance; Financial Strategy; Corporate Finance; Publishing Industry
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Baker, George P., III, Nicola Bamford, and Nicolas Greenspan. "K-III: A Leveraged Build-Up." Harvard Business School Case 295-067, November 1994. (Revised May 2002.)
  • 17 Jan 2012
  • First Look

First Look: January 17

http://www.cengage.com/search/productOverview.do?Ntt=9781111972301&N=16+4294922453&Ntk=P_Isbn13 Behavioral Corporate Finance: A Current Survey Authors:Malcolm Baker and Jeffrey Wurgler Publication:In Handbook of the Economics of... View Details
Keywords: Sean Silverthorne
  • January 2007
  • Exercise

Multifactor Models

By: Malcolm P. Baker
Students evaluate the performance of four mutual funds and compute the cost of capital for two companies using fixed benchmarks, the CAPM, and a multifactor model of returns. View Details
Keywords: Cost of Capital; Performance Evaluation; Business Model; Investment Funds; Investment Return; Motivation and Incentives; Markets
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Baker, Malcolm P. "Multifactor Models." Harvard Business School Exercise 207-056, January 2007.
  • October 2006 (Revised October 2012)
  • Teaching Note

Wells Fargo Convertible Bonds (TN)

By: Malcolm P. Baker
Keywords: Financial Services Industry
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Baker, Malcolm P. "Wells Fargo Convertible Bonds (TN)." Harvard Business School Teaching Note 207-032, October 2006. (Revised October 2012.)
  • September 2006
  • Teaching Note

Berkshire Partners: Bidding for Carter's (TN)

By: Malcolm P. Baker
Keywords: Financial Services Industry
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Baker, Malcolm P. "Berkshire Partners: Bidding for Carter's (TN)." Harvard Business School Teaching Note 207-029, September 2006.
  • September 2006
  • Teaching Note

The MCI Takeover Battle: Verizon versus Qwest (TN)

By: Malcolm P. Baker
Keywords: Mergers and Acquisitions; Telecommunications Industry
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Baker, Malcolm P. "The MCI Takeover Battle: Verizon versus Qwest (TN)." Harvard Business School Teaching Note 207-031, September 2006.
  • September 2006
  • Teaching Note

Corning: Convertible Preferred Stock (TN)

By: Malcolm P. Baker
Keywords: Stocks
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Baker, Malcolm P. "Corning: Convertible Preferred Stock (TN)." Harvard Business School Teaching Note 207-030, September 2006.
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