SEC Comment-Letter Reviews - Publications - Faculty & Research

13 Mar 2019
News

The supervision of listed companies: better out in the open?

05 Aug 2018
News

(HBS Archives Photograph Collection) Shad Hall, named in honor former SEC chairman John Shad (MBA 1949), celebrated its 25th anniversary in September. An early Boston Globe review cheered the entrance’s... View Details

Keywords: John Shad (MBA 1949); Educational Services

01 Mar 2006
News

End of Campaign Celebrated

the second, protagonist Anne Mulcahy, then COO of Xerox, copes with possible bankruptcy, an SEC investigation, and dwindling morale. An interdisciplinary group of senior faculty spent a year developing LCA to help students understand the... View Details

Keywords: Colleges, Universities, and Professional Schools; Educational Services

01 Jun 2008
News

The Prophet of Start-Ups

insular world, reviewing ideas from thousands of companies across the country. In his personal life, Doriot was cautious to a fault at times. But in his professional life, he realized venture capital was all about taking huge but... View Details

Keywords: Spencer E. Ante; George Doriot; Charles F. Kettering; Lawrence Lowell; F. Warren Hellman; Finance; Securities, Commodities, and Other Financial Investments; Finance

01 Jun 2010
News

$how Me the Money

For his part, Baker believes multinationals are engaged in increasingly risky behavior. He notes that two major European multinationals with SEC requirements in the United States were recently fined for corruption activity that had no... View Details

Keywords: Garry Emmons; Administration of Economic Programs; Government; Executive, Legislative, and Other General Government Support; Government; Legal Services; Professional Services; Management, Scientific, and Technical Consulting Services; Professional Services

01 Apr 2002
News

Urban Evolution - HBS Research on the Inner City

services, pawn shops, and payment and loan services in neighborhoods like South Central LA," Tufano notes, "but very few institutions that would help people accumulate savings." A 1999 Harvard Business Review article cowritten by Tufano,... View Details

Keywords: Paul Grogan; Peter Tufano; David Crockett; Diana Barrett; Real Estate

17 Aug 2022
News

To Serve and Protect the Markets

Jones and her staff in the SEC’s Atlanta office manage the enforcement, examinations, and business operations for five states: Georgia, North Carolina, South Carolina, Tennessee, and Alabama. Along with SEC headquarters in Washington,... View Details

Keywords: Margie Kelley

01 Mar 2013
News

Opening the Door

month, reviewing the numbers. I learned a lot about medicine that way. Wasn't your husband also in the health-care industry at the time? Yes. Under a push for funding from President Nixon, there had started to be more research and... View Details

Keywords: Deborah Blagg; Colleges, Universities, and Professional Schools; Educational Services; Social Assistance; Health, Social Assistance; Management

Publications